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30-200,201: A Live Attenuated Dengue 4 Vaccine Candidate Designed for Decreased Hepatotoxicity
| ABSTRACT |
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30-200,201 is a live attenuated DENV-4 vaccine candidate specifically designed to further attenuate the rDEN4
30 parent virus. In the present study, 28 healthy adult volunteers were randomized to receive either 105 plaque-forming unit (PFU) of vaccine (20) or placebo (8) as a single subcutaneous injection. Volunteers were evaluated for safety every other day for 16 days. Serum neutralizing antibody titer against DEN4 was determined at study day 28, 42, and 180. The vaccine infected all vaccinees and was well tolerated without inducing alanine aminotransferase (ALT) elevations. Although virus was not recovered from the serum of any vaccinee, moderate levels of neutralizing antibody were induced in all volunteers. Thus the restricted replication of rDEN4
30-200,201 previously documented in animal models was confirmed in humans. The rDEN4
30-200,201 is a promising candidate and can be considered for inclusion in a tetravalent dengue virus (DENV) vaccine. | INTRODUCTION |
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We are currently developing a tetravalent DENV vaccine based on the attenuation provided by a 30-nucleotide deletion (
30) in the 3' untranslated region (UTR) of DENV.10 Several of the monovalent vaccine components have been evaluated in clinical trials to determine which are most appropriate for inclusion in a tetravalent DENV vaccine.11–14 Vaccine candidate rDEN4
30, the first such vaccine tested, was evaluated at doses ranging from 105 plaque-forming unit (PFU) to 101 PFU.11,14 The vaccine was found to be safe, infectious, and highly immunogenic at all doses tested; however, asymptomatic rash, neutropenia, and elevations in serum alanine aminotransferase (ALT) levels were noted in some vaccinees given at a dose of 105 PFU. The elevation of serum ALT level was dependent on the dose of vaccine administered; it was predominantly observed at the 105 PFU dose cohort and only rarely at lower doses. Asymptomatic rash and neutropenia were observed at similar frequencies at all doses tested. Transient elevations in serum liver enzymes are also seen in vaccinees infected with other live attenuated DENV vaccine candidates,15–18 however, the levels observed in vaccinees are generally much lower than those observed in humans experiencing DF or DHF/DSS. Furthermore, the hepatomegaly that is observed in some patients19–22 has not been observed in vaccinees. Hepatotropism is a natural feature of DENV infection of humans,20,23,24 and the rDEN4
30 vaccine candidate likely exhibited residual asymptomatic hepatotoxicity at the 105 PFU dose. Although this was an asymptomatic reaction to vaccine, we sought to generate a derivative of the rDEN4
30 vaccine candidate that would lack this hepatotoxicity, even at a high dose of 105 PFU.
Using a molecular genetic approach, we sought to reduce the mild reactogenicity observed with rDEN4
30 by developing attenuated mutants of rDEN4
30 with decreased replication in HuH-7 human hepatocarcinoma cells, which serve as our surrogate for human liver cells. Paired charge-to-alanine mutagenesis of the DENV-4 NS5 polymerase gene was conducted by mutating the eighty pairs of charged amino acids present in DENV-4 NS5 to Ala-Ala.25 One such mutation at amino acid positions 200 and 201 was found to restrict replication of DENV-4 in severe combined immunodeficiency (SCID) mice bearing HuH-7 tumors. The rDEN4
30-200,201 vaccine candidate manifested a 250- and 40-fold reduction in peak viremia compared with DENV-4 wild-type virus and the rDEN4
30 parent virus, respectively.25,26 Because viremia in the SCID-HuH-7 mice is thought to arise primarily from replication in the transplanted human liver cells, attenuation in this model suggests altered tropism for human liver cells. The rDEN4
30-200,201 was also highly attenuated in rhesus macaques when compared with both wild-type DENV-4 and rDEN4
30.26 Although 4 of 4 macaques infected with rDEN4
30 developed viremia, none of the macaques infected with rDEN4
30-200,201 were viremic. Despite this lack of viremia, the macaques developed serum neutralizing antibody titers that were comparable to those induced by rDEN4
30. In addition, the mutation at amino acid 200 and 201 in the NS5 protein each independently contributed to the attenuation phenotype of rDEN4-200,201, indicating that a virus with two of these mutations should be phenotypically stable because both mutated codons would require two nucleotide substitutions each to change the alanine substitution to the original charged amino acid residue present in the wild type virus.26
Because of its favorable pre-clinical profile, rDEN4
30-200,201 was considered a suitable vaccine candidate for evaluation in human volunteers. Here we present the results of a Phase I clinical trial of rDEN4
30-200,201 in healthy, flavivirus-naive adults. Vaccine candidate rDEN4
30-200,201 is more attenuated in humans than its rDEN4
30 parent and does not induce an elevation in serum ALT levels. Despite an absence of viremia after administration of rDEN4
30-200,201, the virus elicits a moderate level of neutralizing antibody.
| SUBJECTS, MATERIALS, AND METHODS |
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Study population. Healthy adult male and non-pregnant female volunteers were recruited from the metropolitan Baltimore, Maryland area. Informed consent was obtained from each volunteer in accordance with the Code of Federal Regulations (CFR21, Part 50). Healthy volunteers between the ages of 18 and 50 were enrolled if they met the following eligibility criteria: normal findings during physical examination; negative for antibodies to all dengue viruses, yellow fever virus, West Nile virus, St. Louis encephalitis virus, Japanese encephalitis virus, human immunodeficiency virus, and hepatitis C virus; negative for hepatitis B surface antigen; normal values for complete blood count (CBC) with differential, serum aspartate aminotransferase (AST), ALT, total bilirubin, alkaline phosphatase, creatinine, creatine phosphokinase (CPK), prothrombin time (PT), partial thromboplastin time (PTT), and urinalysis. Additional safety-related exclusion criteria were also applied. Female volunteers were required to have a negative result on a urine pregnancy test at least three days prior to vaccination and on the day of vaccination and to agree to use contraception or abstain from sexual intercourse for the duration of the study.
Study design and clinical monitoring.
Twenty-eight healthy adult volunteers meeting the above eligibility criteria were enrolled in the study. On study day 0, volunteers reported to the CIR out-patient clinic and were randomly assigned to receive 105 PFU of rDEN4
30-200,201 vaccine virus or placebo (vaccine diluent) given as a single 0.5 mL subcutaneous injection. Twenty volunteers received vaccine and 8 volunteers received placebo. Volunteers were monitored for immediate adverse reactions related to the vaccine for at least 30 minutes after vaccination. Each volunteer was given a digital thermometer and a diary card to record their oral temperature three times per day for the next 16 days.
Clinical assessments were performed every other day through study day 16 and again on study days 21, 28, 42, and 180. Blood was drawn at each assessment for detection of viremia through study day 16 and for antibody assay on study days 0, 28, 42, and 180. Prior to vaccination, baseline CBC with differential, ALT, CPK, creatinine, and coagulation studies were obtained. After vaccination, a CBC with differential and ALT levels were obtained every other day through study day 16. Serum for ALT testing was also collected again on study day 21. Creatine phosphokinase and creatinine levels were obtained on study days 4, 8, 12, 16, and 21. Coagulation studies were performed on study days 4, 8, 12, 16, and 28. During clinic visits, a medical provider performed a focused physical examination to evaluate for local reactogenicity, skin rash, petechiae, conjunctival or oral erythema, photophobia, lymphadenopathy, abdominal tenderness, and other abnormalities. Volunteers were also questioned about headaches, nausea, malaise, arthralgia, myalgia, retro-orbital pain, and photophobia, in addition to other health-related events. All adverse events were graded for intensity and relationship to vaccination. Adverse events were graded as mild (easily tolerated), moderate (required an intervention or interfered with daily activity), or severe (prevented daily activity). Abnormal hematology and serum chemistry findings were also graded as mild, moderate, or severe as described below. All adverse events and abnormal clinical findings were collected for the duration of the study and were followed to resolution. Dengue-like illness was defined as infection associated with fever (oral temperature
100.4°F) and two or more of the following clinical signs: moderate headache lasting
12 hours, moderate photophobia lasting
12 hours, or moderate generalized myalgia lasting
12 hours. Study staff were blinded to vaccination status until all volunteers completed study on day 42.
Vaccine virus.
The rDEN4
30-200,201 vaccine virus is a live attenuated recombinant virus derived from the rDEN4
30 vaccine candidate, which contains a 30-nucleotide (nt) deletion in the 3' UTR of the genome. The wild-type parent DENV-4 from which rDEN4
30 and rDEN4
30-200,201 were derived is DENV-4 strain 814669 (Dominica 1981). A full-length complementary DNA (cDNA) copy of rDEN4
30, p4
30 (GenBank accession no. AY376438), was used as the parent cDNA to create the rDEN4
30-200,201 virus. The rDEN4
30-200,201 virus was generated by changing NS5 codons 200 and 201 (Lys-His to Ala-Ala) in cDNA plasmid p4
30, as previously described.26
Sequence analysis of the previously generated and tested preparation of rDEN4
30-200,201 revealed that the virus genome contained adventitious coding mutations in the NS3 gene (Gly103
Arg) and in the NS5 gene (Val182
Ile), and both were not present in the p4
30-200,201 cDNA used to generate the virus. The p4
30-200,201 cDNA that was used to generate the clinical lot evaluated in the present study was modified to contain these two adventitious mutations to ensure that the viruses evaluated in the pre-clinical and clinical studies were identical in sequence.
The seed virus for the production of rDEN4
30-200,201 was produced in the Laboratory of Infectious Disease (LID) at the NIAID. A clinical lot of live recombinant DEN4
30-200,201 vaccine candidate was produced and safety tested at Charles River Laboratories Biopharmaceutical Services (Malvern, PA) with current Good Manufacturing Practices (GMP). Prior to administration, the vaccine was diluted to 105.3 PFU/mL with safety-tested L-15 medium, and 0.5 mL was drawn up in a 1-mL syringe labeled with the volunteer number. Placebo doses consisted of 0.5 mL of L-15 medium.
Virus quantitation. The level of viremia was determined using a standard plaque assay as previously described.11 Briefly, serum or plasma was diluted 10-fold in tissue culture medium and placed in duplicate wells of Vero cell monolayers. After virus was absorbed for 1 hour at 37°C, a methyl-cellulose overlay was added, and the cells were incubated for five days at 37°C. Virus plaques were then identified by immunoperoxidase staining with anti-DENV-4 antibody. Virus was also amplified by inoculating plasma or serum directly onto Vero cell monolayers and incubating for five days. Tissue culture fluids were then titrated for virus as described above.
Serologic assessment.
Antibody response to DENV-4 was determined by 60% plaque reduction neutralization titer (PRNT60) assay on Vero cell monolayers as previously described.11 The PRNT60 was determined for serum samples collected from volunteers on study days 0, 28, 42, and 180. Seroconversion to DENV-4 was defined as a
4-fold rise in serum neutralizing antibody titer to the wild type DENV-4 parent virus (DENV-4 strain 814669, Dominica 1981) at study day 28 or 42, compared with the pre-vaccination PRNT60 titer. Antibody titers against DENV-4 induced by the rDEN4
30-200,201 vaccine were then directly compared with those induced by the rDEN4
30 parent virus. For this comparison, a separate PRNT60 assay was performed using serum samples originally collected on study day 42 from the 20 volunteers inoculated with 105 PFU of the rDEN4
30 vaccine11 and sera collected on study day 42 in the present study. The durability of the antibody response was determined by measurement of the PRNT60 at study day 180.
Data analysis.
The purpose of this study was to describe differences in immune responses and the frequency of solicited adverse events rather than to test formal statistical hypotheses. Baseline characteristics and frequency of vaccine-related adverse events, graded by severity, were compared between vaccine and placebo groups, and additionally compared with a historical group of volunteers who received the rDEN4
30 parent vaccine virus at a dose of 105 PFU.11 Statistical significance was determined according to Fischers exact test using JMP 7 software version 5.0.1.2 (SAS Institute, Cary, NC). In addition, the entire cohort was analyzed for all adverse events by severity and relationship and reported with 95% confidence intervals.
| RESULTS |
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Local reactogenicity. Local reactogenicity, which may include injection site tenderness, erythema, and induration, was assessed 30 minutes post-vaccination and at each follow up study visit through study day 12. Only two vaccine recipients and one placebo recipient experienced any local reactogenicity, which was limited to mild tenderness at the injection site lasting no longer than 2 days. On physical examination, none of the volunteers were noted to have injection site erythema or induration.
Solicited adverse events.
The vaccine was well tolerated by all vaccine recipients. There were no serious adverse events reported and none of the volunteers experienced a systemic dengue-like illness. There was no difference in the frequency or severity of adverse events including fever, headache, photophobia, malaise, nausea, myalgia, or arthralgia between the vaccine group and the placebo group (P = 0.865 for sum of all adverse events). The frequency of all solicited adverse events is presented in Table 1
. The most commonly reported adverse event was headache. Six vaccinees and two placebo recipients experienced a headache. Four vaccinees experienced headaches that were mild in intensity and two vaccinees developed a headache of moderate intensity. During physical examinations on study days 5–7 it was noted that four vaccinees (20%) had a mild maculopapular rash that was non-pruritic and similar in character to that observed in recipients of the rDEN4
30 parent virus.11,14 The rash appeared on the abdomen, chest, back, and proximal upper extremities and was not found on any placebo recipient. The rash did not extend above the neck area. The duration of rash for all vaccinees was 10 days.
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Hematological and serum chemistry abnormalities were uncommon. No vaccine recipient developed an ALT elevation during the course of the study. A transient neutropenia (defined as < 1,500/mm3) occurred in two vaccinees and two placebo recipients. One vaccine recipient developed neutropenia on three separate occasions (study days 3 through 9; 12 through 14; and 16 through 21). The nadir of the absolute neutrophil count was 800/mm3 (moderate) on study day 4 and the neutrophil count increased to 1,100/mm3 (mild) by study day 5. This same vaccinee also developed a mild [< 1.24 x upper limit of normal (ULN)] elevation in PT on study days 3 through 12 and again on study days 16 and 21. The volunteer had no evidence of bleeding or bruising and maintained a normal platelet count throughout the study. No other vaccinee had abnormal coagulation studies. The platelet count of one volunteer met criteria for thrombocytopenia (< 120,000/mm3) as it dropped from 128,000/mm3 on day 0 prior to vaccination and to 115,000/mm3 on day 5. The platelet count at the next visit had returned to 129,000/mm3. There was no evidence of petechiae or bleeding in this volunteer. Five vaccinees developed mild anemia (Hgb = 10g – 11.5 g/dL) that occurred between study days 8 through 16. All hemoglobin levels returned to normal by the next study visit. One placebo recipient also developed a mild anemia over the 16-day acute follow-up period. The probability of developing anemia was significantly greater in those volunteers with a baseline hemoglobin of
13 gm/dL (P = 0.0248), but was not significantly related to receipt of vaccine (P = 0.1578). Two placebo recipients developed a mild neutropenia, one lasting nine days and the other lasting 4 days.
The incidence of rash, neutropenia, and ALT elevation were lower in recipients of rDEN4
30-200,201 compared with volunteers who received rDEN4
30 in a previous study (Figure 1
). The difference in the frequency of rash and ALT elevation between the two groups was significant (P = 0.05 for rash and P = 0.02 for ALT elevation). The incidence of rash or neutropenia was not significantly different between rDEN4
30-200,201 vaccinees and placebo recipients.
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30-200,201 vaccinees compared with rDEN4
30 vaccinees. Although 70% of vaccinees who received 105 PFU of rDEN4
30 had detectable viremia, none of the 20 vaccinees who received rDEN4
30-200,201 were viremic (P < 0.0001). The absence of viremia should preclude transmission by mosquito.
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30-200,201 at study day 42 was only slightly lower than that induced by the rDEN4
30 parent virus (Figure 2
4-200,201 maintained their antibody titer through study day 180, however the mean titer decreased to 22 (range < 10–52).
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| DISCUSSION |
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30, we sought to develop a further attenuated vaccine candidate, focusing on the selection of mutations that specifically limited replication in liver cells rather than relying solely on modifying the dosage to achieve a proper balance between attenuation and immunogenicity. One promising vaccine candidate resulting from this effort was rDEN4
30-200,201.
We compared the frequency and severity of solicited adverse events and level of viremia between recipients of 105 PFU of rDEN4
30-200,201 and recipients of 105 PFU of rDEN4
30, administered in a previous vaccine trial.11 Most notably, none of the volunteers vaccinated with rDEN4
30-200,201 had detectable viremia at any time-point during the study compared with 70% of recipients of rDEN4
30, a finding similar to that observed in rhesus monkeys.26 The rDEN4
30-200,201 induced a dengue-like rash in fewer volunteers than the parent vaccine rDEN4
30. In addition, no volunteer who received rDEN4
30-200,201 developed an ALT elevation above the upper limit of the laboratory normal, compared with 25% volunteers who received rDEN4
30. The abrogation of mild hepatotoxicity by the 200,201 mutation suggests that this mutation restricts replication of the vaccine in the liver of vaccine recipients. It is also possible that this mutation reduces the replication of the virus at other peripheral sites as well.
Although viremia was not detectable in rDEN4
30-200,201 vaccinees, the vaccine virus, like its rDEN4
30 parent, infected all vaccinees as evidenced by a 100% seroconversion rate. Neutralizing antibody titers in serum from vaccinees in this study were compared in the same PRNT assay to serum collected from volunteers who received 105 PFU of rDEN4
30 in our previous trial.27 The level of neutralizing antibody induced by rDEN4
30-200,201 at study day 42 was only slightly lower than that induced by rDEN4
30, a surprisingly insignificant trade-off considering the decreased reactogenicity. In addition, the antibody response generated by a single dose of rDEN4
30-200,201 was remarkably durable, as 94% of vaccinees maintained detectable antibody levels through study day 180.
On the basis of the lack of detectable viremia, lower reactogenicity, and robust immunogenicity of rDEN4
30-200,201, this vaccine candidate can be considered for inclusion in a tetravalent vaccine formulation. However, to date this vaccine candidate has only been studied at a single dose level (105 PFU), and additional studies are in progress to define the 50% human infectious dose of rDEN4
30-200,201. Considered together with previous clinical findings of rDEN4
30, we have identified two suitable vaccine candidates for DENV-4: rDEN4
30-200,201 and rDEN4
30. We currently consider the rDEN4
30 vaccine our lead candidate for inclusion in the tetravalent vaccine for two reasons. First, at a proposed dose of 103 PFU, it is economical to produce and has an acceptable safety profile. Second, rDEN4
30 appears slightly more immunogenic in humans than rDEN4
30-200,201, and this greater immunogenicity likely would be translated into more durable immunity. However, the present results with rDEN4
30-200,201 are very encouraging, not only because they identify a valuable backup vaccine candidate if rDEN4
30 has unanticipated adverse reaction upon further testing in humans, but also because the results demonstrate that it is feasible to use genetic techniques to introduce defined mutations into a dengue virus genome to abrogate a specific adverse effect, in this instance, hepatotoxicity.
Received April 1, 2008. Accepted for publication June 30, 2008.
Financial support: This research was supported by the Intramural Research Program of the NIAID, National Institutes of Health.
* Address correspondence to Anna P. Durbin, Center for Immunization Research, 624 N. Broadway, Room 251, Baltimore, MD 21205. E-mail: adurbin{at}jhsph.edu ![]()
Note: This study was registered at clinicaltrials.gov NCT00270699.
Authors addresses: Julie H. McArthur, Anna P. Durbin, and Jennifer Marron, Center for Immunization Research, 624 N. Broadway, Room 251, Baltimore, MD 21205, Tel: 410-614-4736, Fax: 410-502-6898, E-mails: jmcarthu{at}jhsph.edu, adurbin{at}jhsph.edu, and jmarron{at}jhsph.edu. Kimberli A. Wanionek and Bhavin Thumar, Center for Immunization Research, 615 North Wolfe Street, Room E5601, Baltimore, MD 21205, Tel: 410-955-7230, Fax: 443-287-3167, E-mails: kwanione{at}jhsph.edu and bthumar{at}jhsph.edu. Dennis J. Pierro, Alexander C. Schmidt, and Brian R. Murphy, Laboratory of Infectious Diseases, NIAID, NIH, 50 South Drive, Bethesda, MD 20892, Tel: 301-594-1616, Fax: 301-480-5033, E-mails: pierrod{at}mail.nih.gov, as337y{at}nih.gov, and bmurphy{at}niaid.nih.gov. Joseph E. Blaney Jr and Stephen S. Whitehead, Laboratory of Infectious Diseases, NIAID, NIH, 33 North Drive, Bethesda, MD 20892, Tel: 301-496-7692, Fax: 301-480-4873, Emails: jblaney{at}niaid.nih.gov and swhitehead{at}niaid.nih.gov.
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