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| ABSTRACT |
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| INTRODUCTION |
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Farming represents an important livelihood strategy for a considerable number of urban dwellers. However, urban farmers are often marginalized and not officially recognized by the national authorities.17 Urban agriculture has been defined as "the production, processing and distribution of a diversity of foods, including vegetables and animal products in intra-urban or at peri-urban areas."18 It is important to note that specific types of agricultural land use in urban settings may create suitable mosquito breeding sites and thus increase the risk of malaria, which in turn can affect agricultural land use patterns and household income.19 For example, in an intensive vegetable farming zone in a small town of central Côte dIvoire, malaria accounted for more than half of the work days lost, which significantly reduced yields and revenues.20
The objectives of the study presented here were to identify risk factors for malaria among urban farmers and their families in a medium-sized town of Côte dIvoire, and to investigate whether the prevalence and intensity of Plasmodium falciparum infections are associated with the distance between specific human-made water bodies and the location of farmers houses. This study complements our previous work that focused on agricultural land use and mosquito larval habitats in the same town.16
| MATERIALS AND METHODS |
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According to the 1998 census, the population of Man was estimated to be 115,000 (data from the Institut National de la Statistique). Approximately 30% of the households are engaged in subsistence agriculture. Trade (up to one-third), day labor, and handcraft served as the main income-generating activities (Action Contre la Faim, unpublished data). Patches of irrigated agricultural plots, mainly rice paddies and vegetable gardens, are concentrated in the southwestern part along the banks of the Kô River and in lowlands.16
Agricultural zones, farming households, and questionnaire surveys. Seven agricultural zones were identified in April 2004, all characterized by the presence of irrigated crop systems.16 The zones are located within an area of 5 x 7 km. Mixed crops are typical for zones 1 and 3, rice is grown in traditional smallholder plots in zones 4 and 6, and a large rice perimeter is found in zones 5 and 7, with traditional smallholder irrigated rice also present in zone 7. Logistic reasons precluded our planned survey in zone 2; thus, no data are presented for this zone.
Farmers were identified during work by our team of five field workers when visiting agricultural zones at different times on six consecutive days. The same method was previously used in a study on health-related issues of urban agriculture in Ouagadougou, Burkina Faso24 (Cissé G, 1997. Impact Sanitaire de lUtilisation dEaux Polluées en Agriculture Urbaine: Cas du Maraîchage à Ouagadougou (Burkina Faso). Lausanne, Switzerland: Ecole Polytechnique Fédérale de Lausanne. Thesis). The two inclusion criteria for a household were (i) farming is the main occupation, and (ii) farming in the actual zone has been conducted for at least one year.
After explaining the purpose of our study and receiving oral consent from the household heads, a list of all household members was established, including their name, age, and sex. We defined a member of a household as a person who lived in the household for at least nine months and who shared meals and income. A total of 131 farming households (with an estimated 1,164 individuals) and 34 control households (with an estimated 272 individuals) were invited to participate in the study. In October 2004, a questionnaire was administered to all household heads to investigate agricultural land use patterns, including crop types, storage and use of water at home and on agricultural plots, livestock ownership, and agricultural activities. In June 2005, heads of households were interviewed on their socioeconomic status, including questions on education attaignment, housing characteristics, asset ownership, sanitation facilities, and personal protection against mosquito bites. This was coupled with a cross-sectional malariologic survey as detailed below. Geographic coordinates of each house and the main agricultural plots were collected, using a hand-held global positioning system receiver (Garmin eTrex and 12XL; Garmin International Inc., Olathe, KS).
Field and laboratory investigations. The protocol for our cross-sectional malariologic survey was reviewed and approved by the institutional review boards of the Swiss Tropical Institute (Basel, Switzerland) and the Centre Suisse de Recherches Scientifiques (Abidjan, Côte dIvoire), and received ethical clearance from the Ministry of Public Health in Côte dIvoire. Convenient meeting places were chosen in the different zones, e.g., community building, empty class room, or yard of a political or religious leader. All members of the selected households were invited to provide a finger prick blood sample.
Thick and thin blood smears were prepared on microscope slides. They were air-dried and transferred to the community health laboratory of Man, where they were stained with Giemsa, following routine procedures. Within four weeks, the slides were read under a light microscope for the presence and density of Plasmodia parasitemia by an experienced laboratory technician, assuming for a standard white blood cell count of 8,000/µL of blood. For quality control purposes, a random sample of 70 (8.7%) of 809 slides was cross-checked by another senior technician. An accuracy rate of 89% was noted, which was considered sufficient to use the data for subsequent analyses.
Individuals who reported malaria symptoms at the time of finger prick blood sampling were diagnosed by an experienced nurse. An antimalarial drug (i.e., amodiaquine) was administered to those with a confirmed diagnosis, according to national guidelines.
Data management and statistical analysis.
All data were double-entered and cross-checked, using version 3.1 of Epi-Data software (EpiData Association, Odense, Denmark). Statistical analyses were carried out with Stata version 9 software (Stata Corporation, College Station, TX) and Win-BUGS version 1.4.1 software (Imperial College and Medical Research Council, London, United Kingdom). Maps with the location of the farmers houses and agricultural plots were established in ArcMapTM version 9.0 software (Environmental Systems Research Institute, Redlands, CA). Nearest straight-line distances between farmers houses and the Kô River and other potential mosquito breeding sites were calculated in ArcMapTM and classified as 099 meters, 100499 meters, and
500 meters.25
Study participants were grouped into six age classes: < 5, 59, 1014, 1524, 2539, and
40 years.23 Three infection intensity categories for P. falciparum were considered: light infection (150), moderate infection (51500), and heavy infection (> 500) parasites/µL of blood.23
An index of housing characteristics (e.g., type of wall) and assets owned (e.g., bicycle) was used to calculate the household socioeconomic status through principal component analysis. Wealth quintiles were derived from the first principal component (PC).26 The method was adapted to the local context of Man, as described elsewhere.27
Pearsons chi-square test and Fishers test as appropriate were applied to compare proportions between groups. Risk factors for prevalence and intensity of P. falciparum infection were investigated, using bivariate logistic and negative binomial regression models, respectively. Potential interactions between different variables and age, socioeconomic status and agricultural zone were assessed using the likelihood ratio test. For the variable periodic stay overnight at farming huts, we tested for interactions with all variables.
Explanatory variables significant at a 15% significance level were chosen to enter into Bayesian multiple (logistic and negative binomial) regressions. Between-household variation (
12) was taken into account by introducing in the model household-specific random effects with an exchangeable correlation structure. Similarly, geographic correlation was modeled by location-specific random effects. We assumed that spatial correlation is an exponential function of the distance, i.e.,
22 exp(
dkl), where dkl is the straight-line distance between households k and l,
22 is the geographic variability known as the sill, and
is a smoothing parameter that controls the rate of correlation decay with distance. The range of geographic dependency that is the minimum distance at which spatial correlation between locations is less than 5% was calculated as 3/
and expressed in meters.
We tested two different multiple regression models for P. falciparum infection prevalence and intensity. Whereas the first model did not take into account the spatial correlation and between-household variation, the second model considered both geographic correlation and between-household variation. Inference was based on the better fitting model, which was selected using the deviance information criterion (DIC) as a goodness of fit measure. The model with the smallest DIC was considered as the best fitting one. Further details on model specifications and model fit are given in the Appendix.
| RESULTS |
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10 people. Most urban farmers were from the region of Man, and one-fourth were immigrants from neighboring countries (i.e., Burkina Faso and Mali). Two-thirds of all household heads were illiterate. One of eight farmers had received agricultural training, mainly in rice cultivation and irrigation techniques, which was provided by the national agricultural research center or extension services. Of all households engaged in agriculture, 82.1% reported farming as their only occupation. Land property status and livestock. Two-thirds of the farmers cultivated their crops on the current plots for at least five years. Three-fourths of the farmers worked in the zone where they resided. Half of the farmers rented the land and half were owners by purchase or inheritance. We have reported the main crop types in this study area.16 Crop systems were primarily rice- and vegetable-based. In addition, rain-fed food crops, particularly manioc, banana, and maize, were cultivated. Nearly 60% of the households had some livestock (e.g., cattle, fowls, goats, pigs, and sheep). One of eight households maintained fish ponds for aquaculture production.
Socioeconomic status. Wealth quintiles derived from an ensemble of household characteristics and assets owned were calculated. The first PC explained 25.9% of the overall variability. Households in possession of a car had the highest score (1.09), followed by those with a video player (0.96). The lowest scores were attributed to households without electricity (0.87), and without a radio (0.49). Although electricity was available in all households belonging to the four wealthiest quintiles, only 53.9% of the poorest households were connected to the power grid. Radio was the most frequently owned electronic equipment (64.3%), followed by television (49.1%), and ventilator (33.1%). Mobile telephones and refrigerators were considerably more common in less poor households, and ownership of a video or a car was restricted to the richest quintile. Bed net ownership increased with socioeconomic status; only 3.9% of the poorest quintile had a bed net, whereas the respective percentage in the richest quintile was 47.6%. More than one-third of the two poorest quintiles lacked any kind of sanitation facility, but almost all of the two richest quintiles had a latrine.
Plasmodium falciparum parasitemia in relation to socio-demographic characteristics.
Overall, 184 individuals were infected with P. falciparum, resulting in a prevalence of 32.1% (95% confidence interval [CI] = 28.235.9). One person had a mixed infection with P. falciparum and P. malariae. Prevalence and intensity of infection were significantly associated with age (
2 = 83.5, degrees of freedom [df] = 5, P < 0.01 for prevalence;
2 = 97.9, df = 10, P < 0.01 for intensity) (Figure 1
), but not with sex. In children < 10 years of age, the prevalence of P. falciparum was 51.8%, whereas significantly lower prevalences were observed in older age groups (25.0% and 10.7% in people 1524 and 2539 years of age, respectively). Among those people who were infected, 11.4% had a light infection intensity (mean parasitemia = 48.0 parasites/µL of blood), 47.3% had a moderate infection intensity (mean parasitemia = 188.9 parasites/µL of blood), and 41.3% had a heavy infection intensity (mean parasitemia = 1,221.3 parasites/µL of blood). There were 12 individuals (6.5%) with an infection intensity > 5,000 parasites/µL of blood and their mean parasitemia was 13,575.0 parasites/µL of blood (95% CI = 6,966.420,173.6 parasites/µL of blood).
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2 = 16.2, df = 8, P = 0.04). The highest frequencies of heavy infection intensities were observed in the quintiles very poor, poor, and less poor (15.816.3%), whereas the lowest frequency of heavy infection intensity was observed among the least poor (5.8%).
Malaria in relation to agricultural zones.
Figure 2
shows the prevalence and intensity of P. falciparum infection for children less than 15 years of age stratified by agricultural zone. There was a statistically significant difference in the prevalence between zones (
2 = 26.9, df = 5, P <0.01). The lowest prevalence of 20.5% (95% CI = 7.333.8%) was observed in zone 7 (traditional smallholder rice plots and large rice perimeter) and the highest prevalence of 77.8% (95% CI = 63.592.0%) was found in zone 3 (mixed crop systems). Intermediate prevalence levels were observed in zone 5 (60.9%, large rice perimeter), zone 1 (54.8%; mixed crop systems), and zones 4 and 6 (50.0% and 49.3%, respectively; traditional smallholder irrigated rice areas). With regard to infection intensity, similar observations were made as for the spatial distribution of P. falciparum prevalence; the highest frequency of heavy infections was found in zone 3 (39.0%), whereas no heavy infections were recorded in zone 7.
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Staying overnight in temporary farm huts was associated with an over 17-fold higher risk of a P. falciparum infection when compared with those children from families coming home at night. Malaria infection was not significantly age-related for farming families who periodically stayed overnight in temporary farm huts in contrast to families who stayed home at night.
Spatial correlation of malaria infection.
The results of the spatial random-effects binomial regression models (Table 3
) indicate no significant spatial correlation of a P. falciparum infection with distance between the farmers houses. The minimum distance at which spatial correlation between farmers houses decreased to less than 5% was as low as 3.9 meters for children < 15 years of age. This means that for houses located further from each other than this threshold distance, there is no spatial correlation of infection. In the spatial random effects models, the between-household variation equals the spatial variation. Given the extremely low threshold of spatial correlation for intensity of P. falciparum infection, and the marginal between-household variation, spatial correlation was not significant.
| DISCUSSION |
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An important limitation of this study is that instead of our initial plans to carry out two cross-sectional malariologic surveys, one during the dry season and the other during the wet season, we were able to conduct only one survey in the transition period between the dry and the rainy season. The principal reason was the sociopolitical instability in Côte dIvoire, which began in September 2002 and was ongoing during our field work.30
In view of large open green areas and the magnitude of subsistence farming, the latter partially explained by the persisting sociopolitical crisis, land use pattern in Man show rural characteristics. In a previous study carried out in the town of Bouaké in central Côte dIvoire, malaria transmission was high in irrigated rice paddy zones during the rainy season and showed a positive association with water availability in market gardens and with the rice cropping cycle.31 Another investigation on malaria transmission dynamics in irrigated rice and vegetable crop systems in a rural setting of central Côte dIvoire showed that the density of the main malaria vector (An. gambiae) was higher in rice-based crop systems than in vegetable gardens.32
Our broad classification of crop types into market garden, rain-fed food, rice, and perennial crops was too limited an indicator for identification of high-risk areas for malaria, given the small scale of our study area (i.e., 5 x 7 km). The issues of pattern and scale are partially responsible for this observation.33 However, since specific human-made water bodies have been identified as productive Anopheles breeding sites and could be linked to typical crop systems (e.g., irrigation wells in market gardens),16 we conclude that crop type classifications might be useful for larger study areas, particularly in case data on environmental features and land use are provided by high-resolution satellite imagery. The significant association found between P. falciparum infection and the distance to ponds and fish ponds might be explained by this type of water body being relatively large and permanent, thus providing more stable conditions for mosquito breeding than smaller, often temporary water bodies (e.g., agricultural trenches or irrigation wells). Moreover, the latter are often disturbed by human activities. Our findings are in agreement with a recent study in Kampala, Uganda, where living in close proximity to a swamp was a risk factor for malaria incidence.25 In another study carried out in Dakar, Senegal, the density of adult Anopheles decreased significantly with distance from a swamp.34
Although the number of farmers (n = 15) and children less than 15 years of age (n = 15) who occasionally stayed overnight in temporary farm huts was small, this feature was identified as a risk factor for infection with P. falciparum. These temporary farm huts are poorly constructed (wood and thatched roofs), unscreened with open eaves, and usually located at the borders of rice fields, and thus surrounded by potential Anopheles breeding sites.16 The number of overnight stays in temporary farm huts usually peaks during periods of intensive agricultural labor in the main harvest period at the end of the rainy season. This time of the year coincides with the highest number of potential mosquito breeding sites and an elevated risk of malaria transmission.32 Higher Plasmodia infection rates among adults who sleep in temporary farm huts or forested areas because of agricultural activities have been observed in southwestern Côte dIvoire,22 as well as in Thailand,35 Malaysia,36 and Colombia.37 In a recent study, an increased risk of malaria was observed among people who periodically spent time outside Abidjan, and it was speculated that urban dwellers become infected while spending time away from their place of residence.14 These urban-to-rural movements often involve entire families, particularly during harvest and other intensive agricultural work periods. Other reasons include sociocultural obligations (e.g., attending a funeral), or recreational activities (e.g., spending leisure time in the countryside). Consequently, the issue of human mobility with urban-to-rural movement patterns warrants more attention to enhance our understanding of the epidemiology of urban malaria.
Surprisingly, we could not find any significant association between P. falciparum infection and sleeping under an (impregnated) bed net. However, there is evidence from Africa that the use of bed nets reduces the risk of malaria-related morbidity and mortality.38 Despite the lack of a significant association between P. falciparum infection and bed net use in the present study, the higher the socioeconomic status of a farming family, the higher the frequency of bed nets owned. However, ownership does not imply regular use. An enhanced understanding of individual bed net use in the current setting would be useful for adapted community-based prevention approaches. Conversely, our finding of a significant association between socioeconomic status and the risk of P. falciparum infection is in agreement with a previous study carried out in an urban setting of Ghana.39 A low socioeconomic status was associated with low protective housing conditions: i.e., 73.1% of the poorest and 63.2% of the very poor households inhabited houses with wooden walls sealed up with traditional clay.
Another important aspect of our study originates from the use of non-random effects models, and household-specific and location-specific random effects multivariate models fitted to our data by using Bayesian statistical specifications. One advantage of Bayesian modeling is that spatial correlation of infection can be incorporated.40 Interestingly, the prevalence of P. falciparum was better explained by non-random effects models, whereas infection intensity data showed better fits by random-effects models. However, when spatial correlation was taken into account, agricultural zone remained the only significant covariate in the model focusing on children only. There is a need to test whether intensity might be a more suitable indicator than prevalence to explain spatial heterogeneity at a small scale, where houses are close to each other and malaria prevalence is moderate to high.
In conclusion, P. falciparum infection among families engaged in urban farming of a medium-sized town of Côte dIvoire were governed by specific types of agricultural land use, farming practices, close proximity to human-made permanent water bodies, and socioeconomic status. Bayesian statistical approaches at household level can explain spatial heterogeneity at a small scale. Our study is relevant for the ecologic understanding at the local level, and might be used to design and implement prevention strategies and vector control programs that are readily adapted to local agro-ecologic settings.4143 Risk factors can be identified successfully at community level because mosquitoes and humans interact at this scale. For medium-sized towns in malaria-endemic settings, we propose in-depth studies combining systematic appraisals of human-made mosquito breeding sites16 and repeated mosquito collections32 in selected agricultural zones that would contribute to a better understanding of malaria transmission patterns and dynamics in zones of urban agricultural land use.
| APPENDIX |
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i), which is log(µijk) = XijkßT + uj +
i where ß is the vector of regression coefficients.
For modeling the infection status Zijk of individual k within household j at location i, we assumed that Zijk follows a Bernoulli distribution, Zijk ~ Ber(pijk), where pijk measures the risk of an infection with P. falciparum for individual k within household j at location i. We modeled covariates and random effects on the logit scale, that is logit(pijk) = XijkßT + uj +
i.
For the multiple regression models (infection prevalence and intensity), we assumed that µj ~ N(0,
12), j = 1, ... J and
~ MVN (0,
) where
rs =
2 exp(drs/
) where drs is the distance between location r and s,
is the rate of correlation decay, and
12 and
22 are the between-household and spatial variation, respectively. We adopted the Bayesian approach to inference and choose vague normal prior distributions with large variances (i.e., 10,000) for the regression coefficients and inverse gamma prior distributions for
12 and
22. Markov chain Monte Carlo simulation was used to estimate the model parameters.44 We run a single chain sampler with a burn-in of 5,000 iterations. Convergence was assessed by inspection of ergodic averages of selected model parameters. The D/C was used to select the models that best fitted the data.45
Received June 1, 2006. Accepted for publication August 30, 2006.
Acknowledgments: We thank all farmers and their families for active participation. We acknowledge political and religious leaders, school directors, and community youth associations for placing rooms and other infrastructures at our disposal during the questionnaire and malariologic surveys. We are indebted to D. Doua and his team (S. Tokpa, M. Kpan, C. Gueu Sadia, R. Dion, P. Blé Gosamé, A. Thian Yohan, and S. Sadia) of the Organization for the Development of Womens Activities (ODAFEM) in Man for their commitment to this study. We thank M. Koné (Université de Bouaké) for help with the socioeconomic survey. We are grateful to the laboratory technicians (A. Allangba, S. Diabaté, A. Fondjo, B. Sosthène, and M. Traoré) and the medical field staff of Man for their high-quality field and laboratory work.
Financial support: This investigation was supported by the National Centre of Competence in Research North-South program "Research Partnerships for Mitigating Syndromes of Global Change," individual project no. 4 (IP4) "Health and Well-Being;" the Swiss Development Cooperation through project "Contribution to the Process of National Reconciliation in Côte dIvoire;" and the Swiss National Science Foundation (SNF) through a research project to Penelope Vounatsou and Laura Gosoniu (project no. 3252B0-102136), a fellowship to Giovanna Raso (project no. PBBSB-109011), and an SNF-Förderungsprofessur to Jürg Utzinger (project no. PP00B-102883).
* Address correspondence to Jürg Utzinger, Department of Public Health and Epidemiology, Swiss Tropical Institute, PO Box, CH-4002 Basel, Switzerland. E-mail: juerg.utzinger{at}unibas.ch ![]()
Authors addresses: Barbara Matthys, Penelope Vounatsou, Laura Gosoniu, Marcel Tanner, and Jürg Utzinger, Department of Public Health and Epidemiology, Swiss Tropical Institute, PO Box, CH-4002 Basel, Switzerland. Barbara Matthys, Andres B. Tschannen, Gueladio Cissé, and Eliézer K. NGoran, Centre Suisse de Recherches Scientifiques, 01 BP 1303, Abidjan 01, Côte dIvoire. Giovanna Raso, Molecular Parasitology Laboratory, Queensland Institute of Medical Research, Brisbane, Queensland 4029, Australia. Emmanuel G. Gbede Becket, Unités de Formation et de Recherche des Sciences de lHomme et de la Société, Université dAbidjan-Cocody, 22 PB 770, Abidjan 22, Côte dIvoire. Eliézer K. NGoran, Unités de Formation et de Recherche des Biosciences, Université dAbidjan-Cocody, 22 PB 770, Abidjan 22, Côte dIvoire.
Reprint requests: Jürg Utzinger, Department of Public Health and Epidemiology, Swiss Tropical Institute, PO Box, CH-4002 Basel, Switzerland, Telephone: 41-61-284-8129, Fax: 41-61-284-8105, E-mail: juerg.utzinger{at}unibas.ch.
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