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| ABSTRACT |
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| INTRODUCTION |
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Although the different DENV serotypes can lead to varying clinical and epidemiologic profiles, defining precisely which clinical characteristics are associated with the distinct serotypes has been elusive. Several reports have indicated that DENV-2 and DENV-3 may cause more severe disease than the other serotypes and that DENV-4 is responsible for a milder illness.68 Certain genotypes within particular serotypes have been associated with epidemics of DHF versus classic dengue,9,10 but no correlation with specific clinical features has been reported.
The prevalence of dengue in the Americas has increased dramatically in recent decades.1113 Since its introduction into Nicaragua in 198514 until the present, all four DENV serotypes have circulated in the country1517; however, a single serotype predominates in each epidemic. For instance, DENV-3 circulated from 1994 until 1998,15,18 DENV-2 was the dominant serotype from 1999 to 2002,17 and DENV-1 became the predominating serotype in 2003 (Balmaseda A and others, unpublished data). The characteristic of DENV circulation in Nicaragua, with a predominant serotype in each epidemic, allowed us to address the issue of the association of particular DENV serotypes with specific clinical manifestations. We compared detailed clinical characteristics of children with laboratory-confirmed DENV infections who were hospitalized in the same hospitals during the period when DENV-2 dominated (19992001) with the 2003 dengue season when DENV-1 was the predominant serotype identified. We found significant differences in the association of the DENV-1 and DENV-2 periods with severe clinical manifestations of dengue as well as with the number of hospitalized primary DENV infections. These results constitute new findings regarding the pathogenic properties of different DENV serotypes in human populations.
| MATERIALS AND METHODS |
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A standardized questionnaire was administered to collect demographic and clinical information, and venous blood was drawn for serological and virological dengue diagnostic tests when patients presented to the Infectious Diseases ward, at the time of discharge from the hospital, and when possible 7 days later. The clinical data during hospitalization was prospectively collected using standardized forms that were completed and verified via chart review by physicians and/or health care professionals with experience with dengue. These data entry forms recorded daily temperature, platelet count and hematocrit, hemorrhagic signs, blood pressure, signs of shock, pleural effusion/ascites, and other complications. The same protocols for case management, including fluid interventions, were maintained throughout the study period (19992004). Informed consent was obtained from parents or legal representatives authorizing the participation of their children in the study. This study was approved by the University of California Berkeley Committee for the Protection of Human Subjects, the Ethical Review Committee of the Centro Nacional de Diagnóstico y Referencia (CNDR) of the Nicaraguan Ministry of Health, and the Institutional Review Board of the HIMJR.
Definitions.
This manuscript focuses on an analysis of severe manifestations of dengue rather than the traditional case definition of DHF/DSS syndrome.19 Patients who presented with plasma leakage, shock, marked thrombocytopenia, or internal hemorrhage were defined as cases with severe manifestations of dengue. Plasma leakage was defined by hemo-concentration (
20% increase in hematocrit as compared with the value at discharge or a hematocrit 20% above normal for age and sex15) or by pleural effusion or ascites observed in ultrasound or x-rays of the thorax and abdominal regions. Shock was defined by hypotension (systolic pressure < 80 mm of Hg for < 5 years of age and < 90 mm of Hg for
5 years of age) or narrow pulse pressure (
20 mm of Hg).12 Marked thrombocytopenia was defined as a platelet count
50,000/ mm3, a value statistically associated with the presence of additional severe manifestations.19 Internal hemorrhage included melena, hematemesis, hematuria, and menorrhagia. Cases were considered to be laboratory-confirmed as positive for dengue if 1) DENV was isolated; 2) DENV RNA was detected by reverse transcriptasepolymerase chain reaction; 3) IgM-ELISA was positive (absorbance twice the mean of the negative controls); 4) a fourfold or greater increase in antibody titer as measured by inhibition ELISA was demonstrated in paired acute and convalescent sera; or 5) antibody titer by inhibition ELISA was
2,560 [equivalent to a hem-agglutination inhibition (HI) antibody titer of
1,280].15 Primary infection was defined by an antibody titer by inhibition ELISA of < 20 in acute samples (equivalent to an HI titer of < 10) or < 2,560 in convalescent samples (equivalent to an HI titer of < 1,280). Secondary infection was defined by an antibody titer by inhibition ELISA of
20 in acute samples (equivalent to an HI titer of
10) or
2,560 in convalescent samples (equivalent to an HI titer of
1,280).15 Samples that did not fit these definitions were classified as indeterminate and were excluded from the analysis. Infants were excluded from analyses of the association of immune status with dengue severity due to the presence of maternal antibodies, which complicate analysis of immune response.
Laboratory methods. Platelet count and hematocrit were obtained using a Sysmex automated counter (Sysmex Corp., Kurashiki City, Japan). The trend over time in each patients platelet and hematocrit values was examined by reviewing the hospital data collection forms and medical charts to ensure that the values were consistent. IgM antibodies were measured using an antibody capture ELISA20 that was modified as described in Balmaseda and others.21 Total antibody levels were measured using an inhibition ELISA22 that had been previously validated against the HI assay.15 Viral isolation and RT-PCR detection of viral RNA were performed with sera collected within 5 days since the onset of symptoms. Viral isolation in C6/36 cells and subsequent immunoflourescent detection of viral antigens were performed as described previously.16 RNA was extracted, reverse transcribed, and amplified using serotype-specific primers directed to the capsid region23,24 or the NS3 gene25 with minor modifications.
Statistical analysis.
Data was entered and analyzed using Epi-Info (Centers for Disease Control and Prevention, Atlanta, GA). Crude odds ratios and their Cornfield 95% confidence intervals were calculated.
2 analysis was used to determine significance using Epi-Info, the Students t test was used for comparison of means in Excel (Microsoft, Redmond, WA), and Mantel-Haenszel (MH)
2 analysis was used to determine significance of a series using STATA (StataCorp LP, College Station, TX) .
| RESULTS |
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DENV-1 and DENV-2 periods are associated with distinct clinical manifestations.
To evaluate whether the DENV-1 and DENV-2 periods were equivalently associated with clinical symptoms of dengue or not, the occurrence of the four key signs related to DHF/DSS were assessed; namely, shock, increased vascular permeability (plasma leakage), internal hemorrhage, and marked thrombocytopenia. Shock was defined as hypotension for age or narrow pulse pressure, and plasma leakage was characterized by hemoconcentration, pleural effusion, and/or ascites. Internal hemorrhage was defined by gastrointestinal bleeding (hematemesis and melena), hematuria, and/or menorrhagia. Statistical analysis demonstrated that a platelet count
50,000 per mm3 increased the risk of developing one or more of the severe manifestations of dengue approximately fourfold.19 Based on this result, marked thrombocytopenia was defined as a platelet count
50,000/mm3.
Significantly more shock and internal hemorrhage were observed when DENV-2 predominated (OR 1.91, CI 1.352.71; OR 2.05, CI 1.163.78, respectively) (Figure 3A
). In contrast, plasma leakage was more common in the DENV-1 period (OR 2.36, CI 1.803.09). The mean day of presentation to the hospital was 4.0 days since onset of symptoms (mode 4) in 19992001 and 4.4 days since symptom onset (mode 4) in 2003; thus, the predominance of shock when DENV-2 was circulating does not appear to be due to presentation at the hospital later in the course of illness. Additionally, there was no change in case management or fluid replacement protocol from 1999 to 2003. Lastly, when the effect of immune status on the prevalence of severe clinical manifestations was examined by
2 analysis in each time period, secondary infection was found to be a risk factor in 19992001 (OR 1.70, CI 1.092.75; P = 0.01) but not in 2003 (OR 1.31, CI 0.722.38; P = 0.42).
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When hemorrhagic manifestations were examined individually, the DENV-2 period tended to be more associated with mucosal or internal bleeding (e.g., hematemesis, melena, menorrhagia, gingival bleeding, and epistaxis), whereas the milder signs, such as a positive torniquet test and petequiae, were significantly more associated with the DENV-1 period (Figure 4
). In terms of additional signs and symptoms, more discomfort was significantly associated with the DENV-2 period (e.g., arthralgia, retro-orbital pain, chills), as well as me-lena and hematemesis (Table 4
); the latter is consistent with our finding that internal hemorrhage was found more frequently in cases when DENV-2 predominated. The DENV-1 period again demonstrated significantly greater association with milder hemorrhagic signs (e.g., positive torniquet test, petequiae) (Table 4
), consistent with the association of plasma leakage with DENV-1 (Figure 3A
; Table 2
).
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Another difference noted between the two serotypes pertained to frequency of primary DEN infections in hospitalized cases. It was found that primary DENV infection led to hospitalization more frequently during the period of DENV-1 dominance (36.4%) than when DENV-2 was the predominant serotype (14.2%) (Figure 5
). The risk for hospitalization with a primary DENV infection was almost four times greater with DENV-1 (OR 3.86, CI 2.725.48) and was similar across all age groups. Consistent with this, primary DENV infection was also associated with severe manifestations to a greater extent in the DENV-1 period than the DENV-2 period (OR 2.93, CI 2.004.28) (Table 2
).
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| DISCUSSION |
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In contrast to the situation in Southeast Asia where dengue is hyperendemic and all DENV serotypes circulate during the same period of time,26,27 in Nicaragua and other Latin American countries, a single DENV serotype tends to predominate.12 For instance, in Nicaragua, DENV-3 caused several epidemics between 1994 and 1998.15,18 DENV-2 was detected for the first time in Managua in 199816 and became the dominant serotype throughout the country until 2002.17 In 2003, the predominant serotype identified became DENV-1, which had last been detected in Managua in 1990. This epidemiologic situation allowed us to compare the clinical profiles of hospitalized pediatric dengue cases in two time periods in Nicaragua and to associate these findings with the predominant serotype identified. Thus, from 1999 to 2001, 96% of viruses isolated or typed by RT-PCR were DENV-2, and by 2003, 87% of the viruses identified were DENV-1. This differs substantially from circumstances in Thailand, where a study conducted between 1998 and 2000 reported 23% DENV-1, 35% DENV-2, 41% DENV-3, and 1% DENV-4 isolates.26 From 1983 to 1998, the most prevalent serotype at any given time among patients seen at the Queen Sirikit National Institute of Child Health in Bangkok was 56%.6
While the infecting serotype was known for only 1017% of confirmed dengue cases in our study, virologically confirmed cases were representative of the population of dengue-positive cases in each time period with respect to age and sex. Subgroup analysis of the virologically confirmed cases yielded similar results as analysis of the entire population of hospitalized cases (Table 2
). In addition, the relative proportions of each serotype identified in our study closely mirror those reported in the Ministry of Health surveillance data for Managua and León (Balmaseda A, unpublished results). It is true that serotypes that are more difficult to isolate, in particular DENV-4, might be underrepresented. DENV-4, however, is noted to cause more mild disease6 and in Nicaragua has been less associated with hospitalized cases than the other serotypes (A. Balmaseda, unpublished results). With regard to the inclusion of the hospital in León in 19992001, it does not appear to have affected the outcomes of the study, as virtually identical results were obtained when hospitalized cases in Managua and León versus Managua alone were analyzed in parallel (Table 2
). Both the population and dengue activity are known to be very similar in Managua and León,15 the two major cities on the Pacific coast of Nicaragua.
Our results indicate that DENV-2 produced more severe disease than DENV-1, in that while the DENV-1 period was more strongly associated with signs of increased vascular permeability, the DENV-2 period was associated with shock to a greater extent. Because the same clinical treatment and fluid replacement therapy protocols were followed during both time periods and because patients presented to the hospital at very similar times with respect to onset of illness, these findings imply that dengue associated with DENV-2 infection is more refractory to fluid replacement and/or that the pathophysiological responses triggered by DENV-2 are more agressive. That DENV-2 causes greater disease severity is also supported by our data demonstrating that DENV infection resulted in more serious hemorrhagic manifestations (e.g., hematemesis, melena, hematuria, menorrhagia, epistaxis, and gingival bleeding) during the DENV-2 period, whereas in the DENV-1 period, a higher percentage of the milder hemorrhagic manifestations were observed, such as positive tourniquet test and petequiae, which are indicative of capillary fragility. In terms of the age breakdown, the increased frequency of shock associated with the DENV-2 period derived from an increase in prevalence of shock from ~10% to ~30% in children 19 years old. In contrast, children 10 to 14 years old appeared most prone to present signs of increased vascular permeability when DENV-1 predominated. Almost 70% of these children displayed signs of plasma leakage, compared with less than 30% when DENV-2 was predominant; at present, the explanation for this is unclear. The duration of hospitalization was significantly longer during the period of DENV-2 predominance, also supporting the association of DENV-2 with more severe disease; patients presented to the hospital at similar times after onset of symptoms and the discharge criteria were identical during both study periods. While there was no difference in the proportion of fatal cases in the two time periods, there were few fatalities overall and most were due to transfer from other hospitals late in illness when the patient had already deteriorated or was in shock.
It must be kept in mind that the particular sequence of infecting DENV serotypes can also influence the severity of disease.2729 For example, differences in clinical manifestations among the various age cohorts in our study could be related to previous exposures to distinct DENV serotypes. Because different serotypes have circulated throughout the past 15 years in Nicaragua, previous infections could very well have influenced the clinical manifestations of the current infection. When all age groups were combined, immune status did not play a statistically significant role in disease severity in 2003, and when the analysis was stratified by age group, again very little difference was noted in severity between primary and secondary DENV infections in this period. However, secondary infection was associated with increased severity of DENV infections in 19992001; when stratified by age, this appeared to be driven by children 1 to 4 years old (A. Balmaseda, S.N. Hammond, E. Harris, unpublished results). Analysis of serotypes circulating in Nicaragua since 1985 indicate that the 14 age group in 19992001 would have exposed primarily to DENV-3; the 59 age group to DENV-4 and/or DENV-3; and the 1014 age group to all three other serotypes. It could be that the DENV-3DENV-2 sequence was particularly virulent in young children, but no direct proof of this hypothesis exists. An extensive retrospective serological study evaluating neutralizing antibodies to previous infections would best address this question, although this analysis would likely be hampered by the difficulty of ascertaining prior infections due to cross-reacting neutralizing antibody responses in secondary infections.
Several reports articulating differences in disease severity associated with distinct DENV serotypes support our results.6,8,29,30 In a retrospective study of 25 years of dengue cases in Thailand, Nisalak and others6 found that DENV-2 was the most frequent serotype isolated from DHF/DSS cases (35%), followed by DENV-3 (31%), DENV-1 (24%), and DENV-4 (10%)suggesting that DENV-2 causes more severe disease than DENV-1 or DENV-4. In a study of DENV viremia in Thai patients, Vaughn and others8 showed that DENV-2 was associated with a greater pleural effusion index and with a higher percentage of DHF cases than DENV-1, DENV-3, and DENV-4 in secondary DENV infections. Corwin and others30 found DENV-1 to be associated with less severe dengue in Indonesia, whereas DENV-3 and to a lesser extent DENV-2 were responsible for more severe disease. Pereira and others7 also examined differences in clinical manifestations caused by distinct DENV serotypes in Brazil, but they reported that individuals infected by DENV-3 presented signs indicating more severe disease than either DENV-1 or DENV-2.
Another characteristic that caught our attention was the high percentage of cases hospitalized with primary DENV infection during the DENV-1 period. During three years of DENV-2 predominance (19992001), only 14% of hospitalized patients had primary DENV infections (excluding infants). However, when DENV-1 predominated, this profile changed, with 36% of hospitalized dengue cases exhibiting a primary antibody response. Similarly, we found that the DENV-1 period was associated with significantly more primary infections with severe manifestations than was the DENV-2 period. Nisalak and others6 also reported greater numbers of primary infections with DENV-1 than with other serotypes in their retrospective study of Thai dengue cases, isolating DENV-1 from 44% of primary DHF cases compared with only 4% with DENV-2 isolates. Analysis of the 1997 DENV-2 epidemic in Santiago de Cuba indicated that the great majority of symptomatic DENV-2 infections were associated with a secondary immune response.31 In their viremia study, Vaughn and others8 identified primary immune status only among patients with DENV-1 and DENV-3 infections, whereas almost all patients with DENV-2 and DENV-4 infections exhibited a secondary antibody response.8 Likewise, in the 1998 dengue epidemic in Nicaragua, DENV-3 was associated with greater hospitalization of primary DENV infections.15 These reports support our findings, and it seems that DENV-1 and DENV-3 can lead to hospitalized illness in primary infections, while individuals experiencing a primary DENV-2 infection tend to exhibit less notable clinical disease. This is consistent with our observation that secondary infection was a risk factor for the presence of severe manifestations of dengue in Nicaragua when DENV-2 was the dominant serotype,17 but not when DENV-1 or DENV-315 predominated.
In conclusion, we have shown that the period of DENV-2 dominance was associated with a more serious clinical profile than the DENV-1 period. Although more evidence of plasma leakage was found when DENV-1 predominated, the DENV-2 period was associated with more shock and more severe hemorrhagic manifestations. When DENV-1 predominated, we observed a higher percentage of laboratory confirmation of dengue, but the clinical manifestations were milder. Also, primary DENV infection in the DENV-1 period led to a significantly larger proportion of hospitalization and of cases with severe manifestations than primary infections in the DENV-2 period. Together, these findings provide new data to better characterize the pathogenic potential of distinct DENV serotypes in human populations.
Received May 4, 2005. Accepted for publication November 11, 2005.
Acknowledgments: We would like to thank Nidia Soza, Soraya Solano, Wendy Idiaquez, Sonia Arguello, Yoryelin Rodriguez, Iskra Valenzuela, Ninoska Robles, Luisa Amanda Campo, Juan José Amador, and Alcides Gonzalez, without whom this study could not have been performed. We are grateful to Stephen Waterman for editorial review.
Financial support: This work was supported by grant TW-0095 from the Fogarty International Center (NIH) and grant 2002 HE-098 from the Rockefeller Foundation to E.H, as well as grant 1CA4-CT-2001-10086 from the European Union.
* Address correspondence to Eva Harris, Division of Infectious Diseases, School of Public Health, 140 Warren Hall, University of California, Berkeley, CA 94720-7360, Telephone: 510-642-4845, Fax: 510-642-6350. E-mail: eharris{at}berkeley.edu ![]()
Authors addresses: Angel Balmaseda, Leonel Pérez, Yolanda Tellez, Saira Indira Saborío, and Juan Carlos Mercado, Departamento de Virologia, Centro Nacional de Diagnóstico y Referencia, Ministerio de Salud, Complejo de Salud Dra. Concepcion Palacios, Primero de Mayo, Managua, Nicaragua, Telephone/Fax: 011-505-289-7723. Samantha Nadia Hammond and Eva Harris, Division of Infectious Diseases, School of Public Health, 140 Warren Hall, University of California, Berkeley, CA 94720-7360, Telephone: 510-642-4845, Fax: 510-642-6350. Ricardo Cuadro and Julio Rocha, Hospital Escuela Dr. Oscar Danilo Rosales Arguello (HEODRA), de la Iglesia Catedral 1 cuadra al sur, León, Nicaragua, Telephone/Fax: 011 505 311-5939. Maria Angeles Pérez, Sheyla Silva, and Crisanta Rocha, Hospital Infantil Manuel de Jesus Rivera "La Mascota," Barrio Ariel Darce, Distrito no. 5, Managua, Nicaragua, Telephone: 011-505-289-7702, Fax: 011-505-289-7408.
Reprint requests: Eva Harris, Division of Infectious Diseases, School of Public Health, 140 Warren Hall, University of California, Berkeley, CA 94720-7360, Telephone: 510-642-4845, Fax: 510-642-6350, E-mail: eharris{at}berkeley.edu.
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