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| ABSTRACT |
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5 years old (618/1,000/year). Shigellosis was treated most often in children 34 years old (32/1,000/year) and people > 60 years of age (7/1,000/year). Fifty-six percent (184 of 331) Shigella isolates were detected in patients who had non-bloody diarrhea. Shigella flexneri was identified in 93% of 306 isolates. The most common S. flexneri serotypes were 1a (34%), X (33%), and 2a (28%). More than 90% of the Shigella isolates were resistant to cotrimoxazole and nalidixic acid, but remained susceptible to ciprofloxacin, norfloxacin, and gentamicin. Widespread resistance to antibiotics adds urgency to the development and use of vaccines to control shigellosis. | INTRODUCTION |
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Although the national incidence rate of bacillary dysentery has decreased from 1.2/1,000/year in 1991 to 0.4/1,000/year in 2000,2 a substantial proportion of cases are missed by the surveillance system. Studies on underreporting at the provincial level indicate that 3877% of bacillary dysentery cases are missed by the government reporting system.35 The incidence rate and the disease burden of shigellosis are difficult to estimate due to the absence of population-based studies. Data on the burden of disease by age group is essential for rational decisions regarding the introduction of potential vaccines against shigellosis. Since immunity to shigellosis is likely to be species and serotype specific, information on the relative distribution of these species and serotypes is crucial for vaccine development. In this study, we investigated the burden of diarrhea and shigellosis by age group and the relative distribution of Shigella species and serotypes in a rural area of China.
| METHODS |
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Health care system. In the catchment area, 101 village clinics, 4 township hospitals, and 5 county hospitals provide health care. All health care providers, with the exception of the county hospitals, which provide secondary health care services, were included in the shigellosis surveillance system. All village doctors sell medications, which is their major source of income. In 10 villages, pharmacies sell allopathic as well as traditional drugs. The use of health care in Zhengding County was recently reviewed.7
Study design.
We estimated the burden of diarrhea and shigellosis through a population- and treatment centerbased surveillance system. The study followed a standardized protocol, which was based on a generic protocol8 and was reviewed and approved by the World Health Organization (WHO) Institutional Review Board. Consenting patients of all age groups with diarrhea or dysentery coming to the participating health care providers were included in the study. Diarrhea was defined as three or more loose bowel movements during a 24-hour period. Dysentery was defined as one or more loose bowel movements with visible blood. Persistent diarrhea was defined as diarrhea for more than 14 days. Diarrhea following three or more days of normal bowel movements was considered a new diarrhea episode. Fever was defined as an axillary temperature
37.5°C. The disease duration was defined as number of days from onset of symptoms to recovery, and was calculated as number of days from onset of symptoms to presentation plus number of days from presentation to recovery. Recovery was defined as three consecutive days free of diarrhea.
For every patient presenting with diarrhea, a case report form (CRF), which included demographics, medical history, physical examination, and management plan, was completed and rectal/stool swabs or a stool specimen were obtained. The swab was placed in buffered glycerol saline (BGS). The specimens were stored refrigerated until they were transported in a cool box to the central laboratory by motorcycle, usually within four hours. A trained community health worker visited patients with laboratory-confirmed shigellosis on days 3, 7, 14, and 90 after presentation. At these follow-up visits, a questionnaire was completed that recorded demographics, socioeconomic status, medical history, intercurrent events since presentation, follow-up examination, and planned management. During each follow up visit the patient or the respondent for the patient were asked whether the patient may have had symptoms consistent with persistent diarrhea, rectal prolapse, ileus, other gastrointestinal manifestations, pneumonia, seizure, or encephalopathy. No additional specimens were obtained during the follow-up visits. The study procedures were discussed with and taught to the study staff. During training sessions and monitoring visits, the WHO guidelines for the treatment of diarrhea were emphasized by the investigators. The procedures were adapted and implemented during a pilot phase from August through December 2001.
Microbiologic procedures. The specimens in BGS were plated on MacConkey agar and Salmonella-Shigella agar. Biochemical reactions of colonies were evaluated in Kliglers iron agar and motility indole urease medium. Serologic confirmation of colonies was performed by slide agglutination with appropriate group-specific polyvalent antiserum, followed by type-specific monovalent antisera. Standardized commercial antisera (Denka Seiken Co., Tokyo, Japan) were used for identification. In cases where no agglutination occurred with live bacteria, the test was repeated with boiled suspensions of bacteria. Antimicrobial susceptibility testing was done by the disk diffusion method using nationally standardized disks (National Institute for Control and Production of Biologic Products, Beijing, Peoples Republic of China). Strains were stored at 70°C for confirmation. The species, serotype, subtype, and antimicrobial resistance profile of all Shigella isolates collected during the surveillance were confirmed at a reference laboratory in Shanghai after study completion (Fudan University) using the same standardized commercial antisera. The reported findings are based on the final strain identification by Fudan University.
Data management and analysis. All CRFs were double-entered into a custom-made data entry programs (FoxPro®; Microsoft, Redmond, WA). The data management programs included error as well as consistency check programs. We used the SAS program (SAS Institute Inc., Cary, NC) for statistical analysis. Incidence rates were calculated based on the population residing in the catchment area in 2000 as the denominator. Since the observation period was 12 months, it was assumed that each individual residing in the study area contributed 12 person-months of time to the denominator. Since a person is not at risk for a new disease episode during a current episode, the duration of time of each episode was subtracted from the person time in the denominator. The age-specific number of disease episodes was used as the numerator. Monthly average rainfall and temperatures were obtained from the Zhengding Weather Station (Zhengding, Peoples Republic of China). The mean of highest and lowest temperature measured each day was used to estimate the average temperature for each month.
Chi-square tests were used for the analysis of binary data. For nonparametric data, the Wilcoxon rank sum test was used for comparison of two groups and the Kruskal-Wallis equality of populations rank test was used if more than two groups were compared. A test for trend (chi-square) was applied to assess the statistical significance of increasing incidence rates with increasing age after the age of 30 years. To explore the potential correlation between temperature and shigellosis incidence rate as well as rainfall and incidence rate, the Spearman rank correlation coefficient was calculated. P < 0.05 (two-tailed) was considered statistically significant.
Ethics. The study was reviewed and approved by the local government of Hebei Province and the Secretariat Committee for Research Involving Human Subjects (WHO, Geneva, Switzerland).
| RESULTS |
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15 years of age. Among 10,105 diarrhea cases, 451 (5%) reported a history of dysentery. The incidence rate per thousand per year of treated dysentery was 25, 3, and 6 for those < 5 years of age, 514 years of age, and
15 years of age, respectively.
The specimens from 331 (3%) of 10,105 diarrhea and dysentery patients were positive for Shigella; this bacteria was isolated from 147 (33%) of those with a history of dysentery. The incidence rate of treated shigellosis was highest in children 34 years of age (32/1,000/year) and lowest in persons 1030 years of age (3/1,000/year) and increased significantly after the age of 30 (P < 0.001). Individuals > 60 years of age had a shigellosis rate of 7/1,000/year (Figure 2
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15 years old) (P = 0.12). Patients with S. flexneri infections had diarrhea for a longer period (median duration = 5 days, 95% confidence interval [CI] = 45 days) compared with patients with S. sonnei infections (median = 4 days, 95% CI = 24 days, P = 0.006). The time from onset to presentation of both Shigella and non-Shigella patients was one day or less. Of 331 culture-confirmed shigellosis patients, 301 (91%) could be followed until day 90. During the 90-day follow-up, two patients had a second episode of diarrhea that yielded a Shigella serotype different from the first episode. The first patient had an S. flexneri 1a infection followed by an S. flexneri 2a infection three months later. The second patient had an S. flexneri x variant infection followed by an S. flexneri 1a infection one month later. Two shigellosis patients had acute respiratory tract infections. One patient required hospitalization for cerebral hemorrhage due to an accident. Clinical sequelae were not detected, including the sequelae related to Shigella infection specifically looked for during each follow-up visit: persistent diarrhea, rectal prolapse, ileus, other gastrointestinal manifestations, pneumonia, seizure, and encephalopathy. None of the shigellosis patients died within 90 days of presentation. No case of persistent diarrhea was detected.
The most frequently prescribed therapies for diarrhea in the catchment area were antibiotics, oral rehydration solution, intravenous fluids, and antidiarrheal medications (Table 1
). The three most commonly used antibiotics were oral gentamicin (33 of 100 episodes), norfloxacin (14 of 100 episodes), and ampicillin (9 of 100 episodes).
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Of 306 S. flexneri strains, 305 (99.7%) were resistant to nalidixic acid, 95% to ampicillin, 78% to amoxicillin, and 67% to cotrimoxazole. Less than 10% of the S. flexneri strains were resistant to ciprofloxacin, gentamicin, and norfloxacin. Twenty-four (96%) of 25 S. sonnei strains were resistant to both cotrimoxazole and nalidixic acid. Less than 10% of the S. sonnei strains were resistant to ampicillin, amoxicillin, ciprofloxacin, gentamicin, and norfloxacin (Table 2
).
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| DISCUSSION |
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Our estimates underestimate the true shigellosis incidence rate for three reasons. First, 5,208 (32%) of 16,550 diarrhea patients presenting to health care providers refused to participate in the study. The most likely reason for refusal was the perceived indignity of having a rectal swab taken or having to provide a stool specimen. Second, passive surveillance based on detection in treatment centers was used. Patients who treat themselves, purchase drugs from pharmacies without medical consultation, or who had mild disease might not seek care and thus would be missed by the study. Similarly, patients using the county hospitals were not detected by the surveillance. Previous surveys of health care use in the study area indicated that no more than 5% of the residents would consider the county hospitals as first-line health care provider. Approximately 85% of all diarrhea patients would make use of the participating health care providers.7 Third, the standard laboratory methods used in this study could not detect all episodes of shigellosis, which are sensitive to changes in temperature and pH. Previous studies indicate that more sensitive laboratory methods could detect significantly higher numbers of Shigella isolates.1315 Since the refusal of specific population groups could have biased our findings, we compared the age, sex, and socioeconomic and educational status of patients who participated and patients who refused to participate. There was no statistically significant difference between the two groups except that older patients more frequently refused to participate than younger patients. It is therefore likely that even more older individuals in the study area have shigellosis than we report here. An additional limitation is the 12-month study period. The serotype prevalence as well as other epidemiologic characteristics such as age distribution may change over time. Further studies over more extended periods would be desirable to get a better understanding of the epidemiology of shigellosis.
A surprising finding was that the incidence of shigellosis increased with age after age 30. Persons more than 60 years old had a shigellosis rate of 7/1,000/year, the second highest incidence rate in the study population. This may reflect an increasing susceptibility to shigellosis due to a less effective immune response of older people. Differences in hygiene and education are another explanation for these observations. In previous studies, the household economic status and education levels correlated with diarrheal diseases in that household.1619 The younger generation is likely to have benefited more from health education than their elders. An alternative explanation is referral bias due to differences in use of health care. It is possible that older people make more frequent use of health care providers than younger people. However, this explanation is less likely because no increase in overall diarrhea rates with age was detected. Since the highest incidence of shigellosis was in children < 5 years old and in those
60 years old, the elderly as well as children should be targeted for future preventive strategies such as vaccinations.
This study detected few clinical sequelae; no shigellosis-related hospitalizations or deaths were reported. This relatively benign presentation of shigellosis could be related to the care the patients received. Individuals residing in this rural area have access to a health care provider within 10 minutes. The village doctor:population ratio is very low, on average 500 residents share one village doctor.7 Diarrhea episodes, including shigellosis episodes, are treated early, nearly always within 24 hours of onset and 75% of patients reported receiving antibiotic treatment. Some severe diarrhea cases could have escaped the surveillance network and presented directly to county hospitals, although only a small fraction (< 5%) of patients make use of county hospitals as their first-line health care provider.7 Patients referred from village doctors to county hospitals would have been detected during follow-up visits.
Shigella strains resistant to multiple antimicrobial drugs have emerged in the study area, and ~100% of the Shigella strains in this study were resistant to nalidixic acid. Several Shigella strains resistant to ciprofloxacin and norfloxacin were also detected. The emergence of resistance against fluoroquinolones raises serious questions regarding adequate treatment of shigellosis in the future. The widespread use of oral gentamicin was surprising. The Shigella strains isolated by the study were susceptible to gentamicin, but the therapeutic efficacy of gentamicin for shigellosis if administered orally is controversial.20 The frequent irrational use of antibiotics documented in this study may have played a role in the emergence of resistant Shigella strains. The Chinese government is aware of this issue and has introduced legislation in August 2004 that forbids the sale of antibiotics without a prescription.
Consistent with previous studies, the predominant Shigella species isolated in Zhengding was S. flexneri, followed by S. sonnei. Also consistent with previous studies, S. flexneri infections were followed by a more prolong clinical course than S. sonnei infections.21,22 However, in contrast to previous observations,2329 we found that S. flexneri serotypes X and 1a each represented one-third of all S. flexneri strains. These serotype profiles of S. flexneri have not been reported previously. Other studies from China have indicated the proportion of S. flexneri 2a as
70%.4,2329 However, those studies on serotypes were hospital based and made used of locally produced antisera.
For long-term shigellosis control, ideal measures are improved water supply, sanitation, and general hygiene. An effective Shigella vaccine could help control shigellosis in the short and midterm.30,31 Keeping in mind the serotype-specific immunity of shigellosis, vaccine developers must consider the prevalent species as well as serotypes.32 Our findings highlight the importance of site-specific serotype profiles in the development of Shigella vaccines.
Received September 7, 2004. Accepted for publication February 28, 2005.
Acknowledgments: We thank the people of Zhengding County who participated in the study and the dedicated staff of the Zhengding Center for Disease Control and Prevention who made this study possible, the Jiangsu Center of Disease Control and Prevention for help with microbiology testing in Shanghai, Dr. Carl Mason and colleagues at the United States Armed Forces Research Institute of Medical Sciences (Bangkok, Thailand) for providing technical advice, and Dr. Jinkyoung Park (International Vaccine Institute) for the help with data management.
Financial support: This work was supported by the Diseases of the Most Impoverished Program, funded by the Bill and Melinda Gates Foundation, and coordinated by the International Vaccine Institute.
* Address correspondence to Dr. Xuan-Yi Wang, International Vaccine Institute, Seoul, South Korea and Department of Molecular Virology, Shanghai Medical College, Fudan University, Shanghai, Peoples Republic of China. E-mail: xywang{at}ivi.int ![]()
Authors addresses: Xuan-Yi Wang and Zhi-Yi Xu, International Vaccine Institute, Seoul, South, Korea and Department of Molecular Virology, Shanghai Medical College, Fudan University, Shanghai, Peoples Republic of China, E-mails: xywang{at}ivi.int and xuzhiyi{at}ivi.int. Lin Du, Lanzhou Vaccine Institute, Lanzhou, Peoples Republic of China. Lorenz von Seidlein, Oak-Pil Han, Hye-Jon Lee, Mohammad Ali, and John Clemens, International Vaccine Institute, Seoul, South Korea, E-mails: lseidlein{at}ivi.int, opham{at}ivi.int, hjlee{at}ivi.int, mali{at}ivi.int, and jclemens{at}ivi.int. Ying-Lin Zhang, Zhi-Yong Hao, Jing-Chen Ma, Chang-Quan Han, Zhan-Chun Xing, and Ji-Chao Chen, Center for Disease Control and Prevention of Zhengding County, Shijiazhuang, Hebei Province, Peoples Republic of China.
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