|
|
||||||||
| ABSTRACT |
|
|
|---|
| INTRODUCTION |
|
|
|---|
Deterministic dynamic models of infectious disease have been used extensively to study the transmission of the African schistosomes.911 However, with the exception of the report by Hairston,12 application of these models to S. japonicum has been less frequent until recently.1,13 These two latter models adopt a similar approach to that used here. Specifically, the free-living stages of the parasite are not included explicitly. Effectively, it is assumed that infected snails are capable of directly infecting mammalian hosts. Given that the free-living stages have much shorter life spans than the parasitic stages, this is a reasonable approximation.14
The model described here extends those previously reported1,13 by allowing for different intensities of infection and age classes in the human host. This allows the model parameters to be estimated using detailed, corrected estimates of infection prevalence in different age and sex categories from a study conducted in three villages in Leyte Province, the Philippines, before any control program had been implemented.15 The three villages were separated from each other by a minimum of 10 km and at the time of the study, there was no significant movement of residents between villages. Almost all residents in the study villages were farmers and water was supplied mainly by open wells, although some houses were equipped with hand pumps.
| MATERIALS AND METHODS |
|
|
|---|
|
13 years. Four classes of infection are used: none (0 eggs per gram [epg] of stool), light (1100 epg), moderate (101800 epg), and heavy (
801 epg). Sex is also modeled as a further sub-categorization because water contact patterns differ greatly between men and women due to divisions of labor. The key features of the dynamic model are given in the remainder of this section and a full model definition is presented in Appendix 1. All parameters used and their values (either assumed or estimated) are given in Tables 1
|
|
At any given time it must also be possible for humans to reduce the intensity of their infection. We assume that this process is dependent on the age-sex group of the individual, but not on the size and spatial distribution of the local snail population. It is important to note that the class of infection of an individual reflects the concentration of excreted eggs and that this measure is unlikely to be directly proportional to the number of established adult parasites.17 Therefore, the process of recovery attempts to parameterize how the levels of infection would decrease in a population if all snails were removed from the local habitat. It should not be interpreted as being a linear process directly proportional to the death rate of the adult worms. Recovery takes a more simple functional form than transmission, details of which are also given in Appendix 1. The parameter
H determines the baseline rate for recovery between intensity of infection classes and is allowed to vary between villages but not between age-sex groups.
The parameters of the dynamic model can be divided into three types. The first type contains those parameters that are well understood biologically and can have values assigned with a reasonable degree of accuracy, e.g., the human birth rate. The values used for these parameters and the corresponding description are given in Table 1
. The second type consists of those that are not constrained by these data, or by data from other studies. Some parameters of this type are not constrained because no data are available, e.g., rates of transmission from snails to mammalian reservoirs. Others are not constrained due to the cross-sectional nature of the data, e.g., rates of transmission from humans to snails. Values used in the model and the rationale for their choice are also given in Table 1
. The third type is those that are not well understood biologically but are constrained by the data, e.g., the base rate of transmission from snails to humans. These values are presented in Table 2
. By definition, estimated values for constrained parameters are not sensitive to the values chosen for unconstrained parameters.
To investigate the potential impact of non-human mammalian reservoir, its average lifetime was assumed to be three years and its population was assumed to be of constant size with births balancing deaths. Transmission to and from the reservoir, infection rates, and recovery rates were all assumed to be the same as that for humans with light infection (i.e., i = 1). A significant difference was not obtained for either the goodness-of-fit (GOF) P value or parameter estimates when the model was fitted with and without a reservoir. The values given in Table 2
are for parameters estimated without a reservoir.
Since there is no information available for the prevalence of S. japonicum infection in snails, the rates with which humans in different intensity of infection classes infect snails (ßHSi,j,k) were not constrained by these data. Parameters were estimated using different constant values. Again, no significant difference was found in the GOF P value or the parameter estimates for the estimates of ßHSi,j,k. However, the steady-state prevalence of infection in snails and the time needed by the system to reach an equilibrium were sensitive to this parameter. Therefore, for simplicity, unity was used for the rates with which humans infect snails. The speed of recovery of the system from interventions should nonetheless be thought of as conditional on these rates.
The model was formulated as a set of ordinary differential equations and is described in detail in Appendix 1. Some form of inferential framework is required to be able to make precise statements relating the mathematical model to the data. Specifically, such a framework is required to identify which values of the transmission parameters provide the best fit to the data and to check for correlation among those parameters near the best-fit values. Here, we use a maximum GOF approach that permits both point and interval estimates for the parameters of our model. As far as we are aware, the inferential approach is novel in its application to macroparasite transmission models. Details of this approach are given in Appendix 2.
Comparisons of interventions under different scenarios were made using the maximum GOF parameter estimates. The two interventions modeled were a single mass treatment of humans and a sudden change in snail numbers. The latter may result from a large-scale ecologic change, e.g., introduction of cemented irrigation canals. For mass treatment of humans, it was assumed that a 95% coverage was achieved with a drug with 100% efficacy, i.e., 95% of infected people were moved to the uninfected class. The step change in numbers of snails was assumed to be a decrease in the numbers of susceptible and infected snails in equal proportions. It should be noted that substantial ecologic change may increase the size of the snail population rather than decrease it.
| RESULTS |
|
|
|---|
|
H, are well constrained by these data (Table 2
1 and
2). The basic rates of recovery,
H, are similar for all three villages, except for the recovery rate from moderate to light infection in village C compared with village A (
2H).
Parameter samples close to (not significantly different from) the MGOFE for ßSHbase and
H are plotted for each village in Figure 3
. If one remembers that the MGOFE is the parameter value best able to reproduce the data, this chart allows one to see how these two parameters are correlated near to their optimal values. Thus, in the two dimensional space of ßSHbase
H, village A is significantly different from villages B and C, even though in each of the single dimensions the interval estimates overlap. Note also that the shape of the areas covered by the samples for each of the villages suggest a positive correlation between ßSHbase and
H. This is as one might have expected because individuals who, on average, recover more quickly would be able to absorb more infections for a given overall burden.
|
A single parameter,
1, was used to allow for different rates of infection for males and females. The MGOFE for this parameter is similar for all three villages and suggests that men are more likely to be infected than women, although the effect is not statistically significant in this model. Furthermore, the similarity in point and interval estimates for this parameter for all three villages suggests that there is no major difference in the force of infection resulting from the different water exposure patterns of men and women from village to village.
The impact of mass chemotherapy on villages A and B is shown in Figure 4A
. The relatively detailed structure of the human population within the model allows us to show explicitly the proportion of the population with heavy infections. The steady-state prevalence proportion ratio of heavy infection in village B compared with village A is 3.5. After chemotherapy, as indicated by the steepness of the curve post-treatment, the rate of re-acquiring heavy infection in village B is higher than that seen in village A. This leads to a similar period of time being needed for both villages to return to their pre-treatment prevalence proportion of heavy infection. Therefore, the current model does not suggest that communities with a larger proportion of heavily infected individuals would take longer to rebound from treatment. Given the cross-sectional nature of the data used to estimate parameters, the units of time on the x-axis should be used only as a guide.
|
| DISCUSSION |
|
|
|---|
We have shown that the prevalences of higher levels of infection are associated with both higher transmission and longer recovery times (Figure 3
). The recovery process is only dependent on the human population already infected, whereas the transmission process is dependent on both snails and humans. This suggests that there are significant differences in both human behavior and snail ecology between village A and villages B and C. Therefore, more detailed data on both snail and human populations, when available, may suggest different optimal intervention strategies for certain snail or human population characteristics.
The model presented here describes medium and high levels of infection for small spatially distinct populations. Therefore, it should be of considerable use in building detailed morbidity models for S. japonicum, which could be used to characterize morbidity and the impact of interventions on morbidity within a small community at a specific location. Use of systematic parameter estimation techniques, i.e., MGOFE with prevalence contrasts, should allow for more robust choices to be made between different strategies. Although this was facilitated by the relatively simple structure of the model, in future work, even as the model is allowed to become more complex to capture increasing levels of biologic detail, it should be possible to extend these inferential techniques. This approach has the advantage of allowing traditional inferential statements and contrasts well with more categorical approaches to model-fit used elsewhere for highly structured models of S. japonicum.6
A potential animal reservoir was investigated for each of the three villages. With the MGOFE parameter values, the presence of an animal reservoir leads to a small difference in the period of time required for the infection classes to return to their initial levels in the villages after mass-chemotherapy. However, the magnitude of the effect was small, even when taking into account the cross-sectional nature of the data. Without any information on the potential size and cross-infectivity of any animal reservoir, we choose not to show these results here. However, in the absence of any demographic data on potential reservoir species or even concrete evidence for the presence of strain specific cross-infectivity, the possibility that animal reservoirs may impact public health measures against human schistosome infections in The Philippines cannot be ruled out. Field studies currently underway in The Philippines will measure infection in other mammals and compare strains of parasite obtained from other mammals with those obtained from humans.
Transmission of schistosomiasis japonicum is spatially heterogeneous; this is a necessary consequence of the fact that transmission occurs primarily when humans are in direct contact with infected water. Here, we have captured some of that spatial heterogeneity by looking at data from three different spatially distinct villages. It should be possible to build a more informative spatially explicit model. Geographic information systems can be used to characterize local water courses, generating statistical robust inputs for such a model. The very local level of transmission, coupled with the small human population size of high prevalence communities, make the transmission of schistosomiasis particularly suitable to be used as an example for an explicitly spatial infectious disease model.
It is unlikely that S. japonicum will ever be eliminated from The Philippines. However, it is not yet clear what impact large-scale ecologic changes, such as a widespread change in the use of modern irrigation techniques or change in plowing techniques from water buffaloes to tractors, will have on the overall infection profile of the disease. Therefore, the optimization of control strategies, and the ability to predict the impact of major ecologic change will remain important issues for the foreseeable future.
| APPENDIX 1 MODEL DEFINITION |
|
|
|---|
i
imax corresponding to higher infection classes. Similarly, age categories are bounded such that 0
j
jmax. Sex group k = 0 represents females and k = 1 males. The rates at which humans move between age and intensity classes are determined by the numbers in the different classes and the per capita rates (i.e., for age classes, these rates would be the per capita aging and birth and death rates). For simplicity, it is assumed that death only occurs in the final age category and rates are chosen so as to generate an average lifetime of 60 years with a population growth rate of 4%. For example, births are proportional to the birth rate
Hj and the total numbers of females at that time. The units of the rates are years1 throughout. In general, all parameters are defined for all classes. However, for example,
Hi,j,k = 0 for all i
0 and j
0, so that births only occur into the uninfected classes of the first age groups. Therefore, with additional parameters defined below,
![]() |
Human hosts die at rate µjH and age at rate
jH. The constant rate of recovery of humans infected with intensity i (Hi,j,k) to humans with a lower level of infection i 1 (Hi,j,k) is
Hi. The rates at which human hosts infection levels are increased are defined by the age-sex-intensity specific per capita rate of infection between snail and human (ßSHi,j,k) and the number of infected snails (S1). Therefore, the matrix ßSHi,j,k contains the key transmission parameters for this system. However, the values of ßSHi,j,k summarize diverse human behavioral and immunologic heterogeneities and must be estimated. More detail is given below on the functional form and parameters used to define ßSHi,j,k. Where the indices of the human class are outside the ranges defined for i, j and k, it is assumed that the class takes a value of 0.
Snail dynamics are defined by the following two equations, with parameters defined below,
![]() |
![]() |
Snails are born at rate
s and die at rate µS. Snails recover from infection at rate
S. It is assumed that the rate at which snails are infected is proportional to the number of infectious humans. In general, the rate at which humans infects snails is dependent on the number of humans in each infection intensity-age-sex class. The parameter matrix ßSHi,j,k defines the specific rates at which this occurs. Similarly, ßRS defines the rate at which infected non-human reservoir mammals infect snails.
The class R1 is infected reservoir mammals. Reservoir mammals are born at rate
R and die at rate µR. They are infected by infectious snails at rate ßSR and they recover from infection at a rate
R. Therefore, the rates of change of the two reservoir mammal classes can be defined as
![]() |
![]() |
These equations can be reduced to the three equations given in both references 1 and 13. If it is assumed that births balance deaths, then the population is of constant size. Each absolute number representing the size of each infected group in the snail (S1), reservoir (R1), and human (H1,j,k for i > 0) populations can be divided by the total population size of their respective species-age-sex group to obtain prevalence estimates. In the case of humans, the proportion of each age-sex group in each intensity of infection class can also be obtained. With only one infection class (imax = 1) one age class (jmax = 0) and one sex class (kmax = 0), we are left with only infection and recovery terms. A single infection class and constant population size allows the human system to be specified completely by just one equation.
The parameter matrix ßSHi,j,k is of particular interest as it characterizes the transmission dynamics from snails to humans. The behavioral and immunologic heterogeneities of the human population are summarized in these parameters. For example, if it is more likely that males rather than females acquire additional infection, then we would expect ßSH0,j,1 > ßSH0,j,0.
To reduce the numbers of parameters used in the model, we do not estimate each element of ßSHi,j,k separately. The following functional form is used to populate the matrix:
![]() |
Infection and sex effects are scaled by the parameter vectors
i and
k respectively. Both
0 = 1 and
0 = 1. We choose not to use a parameter vector for all values of age-dependent relative transmission. Instead, a scaled difference of exponents is used as a two-parameter function capable of different peak ages of infection. This functional form has been used to describe the age profile of filarial infection in an Indian town.20 Parameters
and
define the shape of this function and C is the scaling parameter such that, effectively, the peak age-dependent transmission factor is always 1. More precisely,
![]() |
where the function inside the square brackets is maximized over 0
j
jmax. Note that independence between the effects of infection status, age, and sex is assumed implicitly in the above formulation.
| APPENDIX 2 INFERENCE |
|
|
|---|
Let the steady state prevalence for infection class i, age category j, and sex group k be yi,j,k. Each prevalence, where i
0, was converted into a contrast.22 The expected contrast Ei,j,k is defined to be
![]() |
with i
0. A
2 statistic was then obtained from a likelihood ratio goodness-of-fit (GOP) test using the posterior distributions for each observed contrast.16 Parameters were estimated and GOF P values were obtained. Simulated annealing was used for optimisation and interval estimation.23 As well as being robust against local extremes, this algorithm can be used to generate confidence bounds and maximum goodness-of-fit estimates in a single process. Typically, 105 samples were taken during which the scaling constant (analogous to temperature) was allowed to drop from 50 to 0.1. Repeated runs were performed for all parameter estimates from different starting points to ensure results were not sensitive to the initial state of the algorithm.
Received April 13, 2004. Accepted for publication December 4, 2004.
Financial support: This project was supported by the National Institutes of Health (NIH)/National Science Foundation Ecology of Infectious Diseases program (NIH grant R01 TW01582).
Authors addresses: Steven Riley, Department of Community Medicine, Faculty of Medicine Building, 5/F, William M. K. Mong Block, 21 Sassoon Road, Hong Kong, Telephone: +852-2819-9283, Fax: +852-2855-9528, E-mail: steven.riley{at}hku.hk. Hélène Carabin, Department of Biostatistics and Epidemiology, College of Public Health, University of Oklahoma Health Sciences Center, Room 303, 801 NE 13th Street, Oklahoma City, OK 73116. Telephone: 405-271-2229 extension 48083, Fax: 405-271-2068, E-mail: helene-carabin{at}ouhsc.edu. Clare Marshall, Department of Epidemiology and Public Health, Division of Primary Health Care and Public Health, Faculty of Medicine, Imperial College, St. Marys Campus, Norfolk Place, London, W2 1PG, United Kingdom, E-mail: clare.marshall{at}imperial.ac.uk. Remigio Olveda, Research Institute for Tropical Medicine, Department of Health Compound, FILIN-VEST Corporate City, Alabang, Muntinlupa City 1781, The Philippines, Telephone: +632-809-7599, Fax: +632-842-2245, E-mail: Email: r.olveda{at}ritm.gov.ph. A. Lee Willingham, International Livestock Research Institute, PO Box 30709, 00100 Nairobi, Kenya, Telephone: 254-20-422-3069 or 650-833-6660 extension 4955, Fax: 254-20-422-3001 or 650-833-6661, E-mail: a.willingham{at}cgiar.org. Stephen T. McGarvey, Institute of International Health, Brown University, 171 Meeting Street, Box G-B495, Providence, RI 02912, Telephone: 401-863-1354, Fax: 401-863-1243, E-mail: Stephen_McGarvey{at}Brown.edu.
Reprint requests: Hélène Carabin, Department of Biostatistics and Epidemiology, College of Public Health, University of Oklahoma Health Sciences Center, Room 303, 801 NE 13th Street, Oklahoma City, OK 73116.
| REFERENCES |
|
|
|---|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| HOME | HELP | FEEDBACK | SUBSCRIPTIONS | ARCHIVE | SEARCH | TABLE OF CONTENTS |