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| ABSTRACT |
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| INTRODUCTION |
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Thalidomide, first introduced in 1957 in West Germany, was used as a sedative until reports of teratogenicity caused its withdrawal from the market in the early 1960s.3 Thalidomide administered as a sedative to leprosy patients with ENL in the mid 1960s led to dramatic improvement, typically within 2448 hours.1,4 Between 1965 and 1971, six controlled studies (five placebo-controlled) with 201 enrollees showed that thalidomide doses of 300400 mg/day were safe and highly effective for treatment of acute ENL.49 However, some studies included concurrent administration of oral corticosteroids or anti-leprosy medication, which complicated interpretation.7,9 Relapse on discontinuation of thalidomide was common, especially if tapered too fast,9 prompting recommendations for tapering by 50100 mg every two weeks as tolerated.10 Numerous open label trials with thousands of patients generally support the findings of the controlled studies.11 The effectiveness of thalidomide in ENL may be due to inhibition of the production of tumor necrosis factor-
(TNF-
).12
Here, we aimed to better characterize the dose-response relationship between thalidomide and ENL in a double-blind, double-dummy, controlled study by comparing inflamed skin lesion counts in 22 patients receiving 100 mg/day or 300 mg/day administered for one week, followed by a six-week rapid or gradual taper, respectively. Other measurements included global assessment, post-study recurrence rates, safety, tolerability, and selected immunologic correlates including plasma TNF-
and urine neopterin levels, and in vitro lymphocyte proliferation assays.
| METHODS |
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Patients and test articles.
Patients
18 years old with lepromatous leprosy (multi-bacillary) who signed an informed consent form were eligible for enrollment if they had an acute, histologically confirmed episode of ENL consisting of
10 inflamed skin nodules, with or without systemic symptoms that included fever, neuritis, arthralgias, or orchitis. Any woman considered for enrollment was required to provide evidence of non-childbearing potential that included menopause with at least 24 months of amenorrhea or surgical sterilization. Exclusion criteria included incapacitating ENL (bed ridden), severe neuritis, and thalidomide ingestion within 30 days of enrollment or corticosteroid ingestion within 2 weeks of enrollment. During the study, anti-leprosy therapy was continued, but ingestion of corticosteroids, aspirin, or NSAIDs was prohibited.
Celgene Corporation provided the test articles, which were composed of identically appearing capsules containing 50 mg of thalidomide or inert material (dummy) in coded blister packs, in sufficient quantity for seven weeks of treatment. All medication was kept in a locked cabinet at room temperature and dispensed by an authorized study physician. All unused medication was destroyed after the study.
Interventions.
Eligible patients were randomized to receive thalidomide 100 mg/day (group A) or 300 mg/day (group B) for seven days under direct observation, which was designated acute treatment (Table 1
). All patients received six capsules per day and were asked to fast for one hour before and two hours after dosing. Acetaminophen was offered to patients for fever (temperature
38.6°C) during the first 72 hours of the study.
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On day 7, treatment responses based on inflamed lesion counts were classified as complete (no lesions), partial (lesion counts reduced 5099% from enrollment) or failure (lesion counts reduced < 50% from enrollment). Treatment failures were withdrawn, treated with oral steroids and NSAIDs, and automatically designated a failure for the taper.
Patients with complete or partial responses at week 1 were tapered from thalidomide during weeks 2 through 7, as shown in Table 1
. To maintain the blind, all patients received four capsules per day. Clinical evaluations were conducted daily by one investigator (LGV) and reported at weeks 3, 5, and 7. During tapering, any patient with a marked increased in ENL lesions or global assessment score could be classified as a failure and treated conventionally. At week 7, lesion responses were classified as complete, partial, or failure by applying the same definitions used for the acute treatment.
Patients who were complete responders at week 1 (no acutely inflamed lesions) and had no new lesions during the taper were monitored for recurrence for up to two months after study completion. A successful taper was defined as a complete response at day 7, with no new acutely inflamed lesions during the taper and for two months after study completion.
Safety and tolerability. At enrollment and at week 7, patients provided a medical history and underwent a physical examination, including routine hematologic and biochemical studies, and thyroid function tests including thyrotropin-stimulating hormone, total T4, and T3 uptake. Vital signs, including supine and upright blood pressures, were assessed before and at four hours after dosing. Adverse events, defined as any unfavorable sign or symptom temporally associated with the administration of thalidomide, were categorized according to the preferred terms of the International Committee on Harmonization and the U.S. FDA Coding Symbols for Thesaurus of Adverse Reaction Terms (COSTART) system.13 Adverse events were graded as mild (hardly noticeable), moderate (altering daily activity), or severe (bed rest). Responses were recorded categorically as present or absent. Examinations were conducted through week 7, regardless of treatment response.
Plasma levels of TNF-
and interleukin-6 (IL-6), lymphocyte proliferation assays (LPAs), and urine levels of neopterin.
Peripheral blood samples were collected from patients willing to undergo additional blood sampling immediately before thalidomide administration and at study weeks 3 and 7 for measurement of plasma levels of TNF-
(Biokine enzyme-linked immunosorbent assay [ELISA]; T Cell Sciences, Boston, MA) (lower limit of detection = 10 pg/mL) and serum levels of IL-6 (Intertest-6 ELISA; Genzyme, Boston, MA) (lower limit of detection = 0.313 ng/mL) and selected in vitro cell-mediated immunology assessments. Blood for measurement of plasma TNF-
levels was collected in heparinized tubes containing 10 U/mL of the protease inhibitor aprotonin (Sigma, St. Louis, MO). For LPAs, paired samples, consisting of whole blood and peripheral blood mononuclear cells (PBMC) isolated by density-centrifugation, were assessed for mitogen responsiveness using two concentrations of phytohemagglutinin (PHA; 5 and 10 µg/mL) and one concentration of concanavalin A (Con A; 5 µg/mL). Results were expressed as a stimulation index.14 Urine samples were collected on a similar schedule for determination of levels of neopterin and creatinine by a high-performance liquid chromatography method as described previously.15 Neopterin was assessed by its native fluorescence (353 nm excitation and 438 nm emission) and creatinine by ultraviolet light absorbance at 235 nm. Results were expressed as µmol of neopterin/mol of creatinine by a method integrating renal function into neopterin concentration.15 Neopterin and LPA values were compared by the Mann-Whitney U test, with P
0.05 considered significant.
Data management and statistical analysis. Data were entered into a SAS database (version 6.12; SAS Institute Inc., Cary, NC) reverified against source documents, and locked. StatXact version 6 (Cytel Software Corporation, Cambridge, MA) and S-PLUS 4.5 (Insightful Corporation, Seattle, WA) were used for analyses.
The primary outcome for efficacy was the resolution of inflamed ENL nodules during the initial seven-day treatment compared between the two treatment groups. The primary analysis was complete response; secondary analyses were complete or partial responses, and time to complete or partial remission. Secondary outcomes included global assessment, re-emergence of skin lesions during taper, week 7 lesion counts, recurrence of lesions after the taper, safety, and tolerability.
For efficacy, dose group comparisons were assessed by two-sided statistical tests at the 5% significance level. Data conventions for skin lesion counts included the reported and estimated numbers. The reported number of lesions was the value recorded. Most values were integers but some values were estimates (e.g.,
10 or
50). The estimated number of lesions was adjusted to an integer, where "< x" was x ÷ 2, "> x" was 2x, and xy was (x + y) ÷ 2. In general, the reported number described complete responses and the estimated number described partial responses and failures.
The Mann-Whitney U test was used for all statistical tests of continuous variables and Fishers exact test was used to compare dichotomous variables.
| RESULTS |
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Tapering responses (weeks 27).
Figure 1
shows the percent change in the number of inflamed ENL lesions at weeks 3, 5, and 7 for groups A (100 mg/day, taper) and B (300 mg/day, taper), respectively, and the seven-week response classifications. Among the 19 patients with complete or partial responses at week 1, 9 (75%) of 12 group A versus 1 (14%) of 7 group B patients showed an increase in skin lesion counts by week 7 (95% confidence interval [CI] of the difference between the percentages = 1188%, P = 0.02). For the subset of complete responders during acute treatment (n = 13), 6 (75%) of 8 group A versus 1 (20%) of 5 group B patients developed new lesions by week 7 (95% CI of the difference between percentages = 6 to 89%, P = 0.10).
Post-study assessment. A successful taper, defined as a complete response at 1 week (eight in group A and five in group B) and lack of new acutely-inflamed lesions during the taper and for at least two months after stopping thalidomide, occurred in only one patient (Group B). Three group B patients had new lesions within two weeks of stopping thalidomide.
Global assessment.
Cumulative and symptom-specific mean global assessment scores by treatment group are shown in Figure 2
. Before treatment, all patients exhibited at least one specified symptom of ENL. The mean scores for arthralgias and neuritis were modestly higher (worse) in group B (P > 0.05).
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During the taper, the global assessment scores in group A were higher than in group B. Overall, 5 (63%) of 8 patients in group A versus 1 (14%) 7 patients in group B experienced at least one ENL-related symptom. At week 7, cumulative and individual symptom scores were modestly better in Group B. Collectively, the maximum severity for each patient and the associated proportions of patients with any symptom in each dose group were similar between dose groups at each time point.
Safety and adverse events.
Hematology and biochemistry clinical laboratory values are shown in Table 3
. Mild anemia was observed in 10 patients at enrollment and in 7 patients at week 7. Levels of white blood cells, primarily neutrophils, were elevated at enrollment and decreased with treatment. Levels of platelets were elevated in both groups at study entry and at week 7. Eosinophil counts increased slightly in four patients during dosing. Erythrocyte sedimentation rates were elevated at enrollment and at seven weeks in both treatment groups, regardless of treatment response. There were no other clinically important laboratory values.
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and IL-6, LPAs, and urine levels of neopterin.
All plasma TNF-
levels were below the ELISA detection limit. Serum concentrations of IL-6 in treatment-responsive group A and B patients at weeks 0 (pre-treatment), 3, and 7 are shown in Figure 3
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| DISCUSSION |
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Thalidomide is estimated to be effective in up to 99% of ENL patients, typically causing notable improvement within days.11 However, concurrent administration of anti-inflammatory medication in earlier studies may have improved treatment response rates.7,9 Here, only 86% of the patients had complete or partial responses at day 7, with three patients who were treatment failures. This was especially surprising because all three received the higher 300 mg doses. Notably, two patients initially showed > 50% improvement in lesion counts, but then showed dramatic increases in lesion numbers that triggered withdrawal from the study. The third patient had complete resolution of skin lesions, but was withdrawn because of a poor global assessment score. Thalidomide failures in ENL have been attributed to incorrect diagnosis or poor compliance.9 However, this is unlikely here because of histologic confirmation and monitored therapy. All three patients had pre-treatment lesion counts near group median values and, on study withdrawal, responded well to oral corticosteroids. ENL can become chronic and treatment-resistant in some patients,1 but the factors associated with thalidomide failure here remained unclear.
Formally assessing ENL treatment response is challenging, and study design clearly affects interpretation. Hastings and others used rigorous lesion response and fever criteria and reported that only 68% of ENL patients given 400 mg/day of thalidomide for four days qualified as treatment successes,5 underscoring the importance of the definition of success. In some controlled studies, ENL response to thalidomide was graded on a numerical severity scale,9 a method that introduces uncertainty. Some of our patients received anti-pyretic acetaminophen for fever, but unlike several other controlled studies, did not receive potent anti-inflammatory medications such as oral corticosteroids concurrently with thalidomide.7,9 Moreover, all patients had completed leprosy treatment, eliminating any anti-inflammatory influence of medications such as clofazimine or minocycline. Our study had an objective primary outcome, a global response score for non-cutaneous signs and symptoms, and a double-blind, double-dummy design to minimize bias. Nonetheless, two patients with complete or partial lesion responses (one at day 7 and one at week 7, respectively) were classified as treatment failures because of worsening global assessment scores, underscoring the difficulty in objectifying ENL treatment responses on the basis of lesion responses alone.
The effectiveness of thalidomide for ENL is reported in at least 1,750 patients (6 controlled and 26 open label trials), prompting the World Health Organization to recommend thalidomide as a treatment of choice for ENL.10 However, daily dose recommendations ranging from 100 mg to 400 mg suggest dose regimens are empirical. Discontinuation of thalidomide, either abruptly or by taper, is frequently characterized by recurrence, typically within 12 weeks.9,18,19 In a Thai study with patient demographics similar to those in our study, up to 77% of those treated with thalidomide had ENL recurrence soon after medication discontinuation.20 Here, gradual tapering from the higher initial dose (group B) was infrequently associated with new ENL lesions during thalidomide dosing, but nearly all week 1 complete responders had new lesions within two months of discontinuation of treatment with thalidomide. Several group B patients recurred as quickly as two weeks after discontinuation of thalidomide, clearly indicating the need for a better tapering regimen, or even combining other anti-inflammatory drugs with thalidomide.
Global assessment scores for non-cutaneous ENL-related signs and symptoms at the end of acute treatment were modestly better in group A, reflecting three failures and a higher (worse) pre-treatment score in group B. However, during the taper, far more signs and symptoms occurred in group A. We attribute this notable difference to rapid thalidomide tapering of group A over a two-week period. In contrast, group B thalidomide dosing was gradually tapered over a six-week period.
The most common non-reproductive adverse events associated with thalidomide are drowsiness, rash, peripheral neuropathy, constipation, lower extremity edema, and eosinophilia.9,1820 Here, the most common adverse events were sedation, rash, and pruritus, and, as expected, all were more common in group B. As previously described in ENL, many patients had mild anemia, manifested primarily by low hemoglobin values, and a leukocytosis characterized by neutrophilia.21 Eosinophilia during administration of thalidomide, which occurs in patients infected with human immunodeficiency virus and rarely in patients with ENL, often with an allergic-like dermatitis, was noted in up to four patients, but not necessarily with a rash.9,20 Thrombocytosis was present before and at week 7, a feature described previously with unclear etiology and little clinical importance.22 Alkaline phosphatase, which was slightly elevated before treatment in both treatment groups, improved by week 7. Thyroid functions, reported to be altered by thalidomide, were unaffected.23
The effectiveness of thalidomide in the treatment of ENL is often attributed to anti-inflammatory properties, particularly by inhibiting the production of TNF-
, a monokine associated with ENL toxicity.24,25 However, similar to some studies, plasma TNF-
levels were undetectable, which prevented a correlation with disease severity or treatment response.26 However, for IL-6, a related cytokine released during stress or inflammation, reduced plasma concentrations between weeks 0 (pre-treatment) and 3 paralleled improving ENL in five of seven patients. Between weeks 3 and 7, however, two of five group A patients (four weeks after completion of treatment with thalidomide) had increased levels of IL-6. In contrast, both group B patients had undetectable levels of IL-6 at weeks 3 and 7, a finding that may have reflected the longer gradual thalidomide taper in group B.
For neopterin, a pteridine by-product released from IFN-
-stimulated macrophages,27 values were persistently elevated in both treatment groups through week 7, regardless of clinical response. This finding supports the notion of the specificity of thalidomide, with little effect on the general inflammatory milieu.26 Elevated erythrocyte sedimentation rates at enrollment that persisted through week 7, regardless of treatment group or clinical response, also supported this contention and underscored the chronic inflammatory nature of ENL.1 Some LPA responses were notable, especially in group B, with pre-treatment hyporesponsiveness becoming normalized or hyper-responsive during therapy. Improved responsiveness may have reflected resolving ENL or the enhancement of T cell responsiveness by thalidomide.28,29
In 2003, there were approximately 500,000 reported new leprosy diagnoses worldwide, many at risk for developing ENL.1,16 Despite the teratogenicity and other toxicities of thalidomide, the drug offers an effective treatment of this serious condition that merits further study to establish improved regimens, especially for tapering. Efforts to produce thalidomide analogs that maintain anti-inflammatory properties, but without drowsiness or teratogenic effects, are ongoing,30 and would be a welcome addition for management of ENL.
Received August 29, 2004. Accepted for publication December 8, 2004.
Acknowledgments: We thank Paulina Munalem and the staff of the LWM laboratory for superb technical support, Dr. Paktiya Teja-Isavadharm (U.S. Army Medical Component, Armed Forces Research Institute of the Medical Sciences, Bangkok, Thailand) for measuring neopterin levels, and Guillerma Lim and Pris Reed for administrative assistance.
Financial support: This study was supported by Celgene Corporation.
Disclaimer: The opinions and assertions contained in this article are the private views of the authors and are not to be construed as official or as reflecting the views of the U.S. Department of the Army or the Department of Defense.
Disclosure: Jeffrey P. Palmer, Janet Wittes, and Karin A. Kook were retained on contract by Celgene Corporation.
Authors addresses: Laarni G. Villahermosa, Tranquilino T. Fajardo, Jr., Rodolfo M. Abalos, Maria V. Balagon, Esterlina V. Tan, Roland V. Cellona, and Gerald P. Walsh, Leonard Wood Memorial Center for Leprosy Research (American Leprosy Foundation) Cebu City, The Philippines. Jeffrey P. Palmer and Janet Wittes, Statistics Collaborative, Inc., 1710 Rhode Island Avenue NW, Washington, DC 20036. Steven D. Thomas, Celgene Corporation 7 Powder Horn Drive, Warren, NJ 07059. Karin A. Kook, Salamandra, Inc., Bethesda, MD 20815. Douglas P. Walsh, Dermatology Service, Eisenhower Army Medical Center, Fort Gordon, GA 30905.
Reprint requests: Douglas S. Walsh, Dermatology Service, Eisenhower Army Medical Center, Fort Gordon, GA 30905, Telephone: 706-787-1472, Fax: 706-787-1354, E-mail: douglas.walsh{at}se.amedd.army.mil.
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